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version of Section B.
B.2 Why are anarchists against the state?
As previously noted (see section B.1), anarchists
oppose all forms of hierarchical authority. Historically, however,
the they have spent most of their time and energy opposing two main
forms in particular. One is capitalism, the other, the state. These
two forms of authority have a symbiotic relationship and cannot be
easily separated. In this section, as well as explaining why anarchists
oppose the state, we will necessarily have to analyse the relationship
between it and capitalism.
So what is the state? As Malatesta put it, anarchists ""have
used the word State . . . to mean the sum total of the political,
legislative, judiciary, military and financial institutions through
which the management of their own affairs, the control over their
personal behaviour, the responsibility for their personal safety,
are taken away from the people and entrusted to others who, by usurpation
or delegation, are vested with the power to make laws for everything
and everybody, and to oblige the people to observe them, if need be,
by the use of collective force." [Anarchy, p. 13]
He continues:
"For us, governments [or the state]is up of all governors . . . those who
have the power to make laws regulating inter-human relations and to see
that they are carried out . . . [and] who have the power, to a greater
or lesser degree, to make use of the social power, that is of the physical, intellectual and economic power of the whole community, in order to oblige
everybody to carry out their wishes." [Op. Cit., pp. 15-16 -- see also Kropotkin's The State:
Its Historic Role, p. 10]
This means that many, if not most, anarchists would agree with Randolph
Bourne's characterisation of the state as the politico-military domination
of a certain geographical territory by a ruling elite (see his "Unfinished
Fragment on the State," in Untimely Papers). On this subject
Murray Bookchin writes:
"Minimally, the State is a professional system of social coercion . . .
It is only when coercion is institutionalised into a professional,
systematic and organised form of social control - . . . with the backing
of a monopoly of violence - that we can properly speak of a State."
[Remaking Society, p. 66]
Therefore, we can say that, for anarchists, the state is marked
by three things:
1) A "monopoly of violence" in a given territorial area;
2) This violence having a "professional," institutional nature; and
3) A hierarchical nature, centralisation of power and
initiative into the hands of a few.
Of these three aspects, the last one (its centralised, hierarchical
nature) is the most important simply because the concentration of
power into the hands of the few ensures a division of society into
government and governed (which necessitates the creation of a professional
body to enforce that division). Without such a division, we would
not need a monopoly of violence and so would simply have an association
of equals, unmarked by power and hierarchy (such as exists in many
stateless "primitive" tribes).
Some types of states, e.g. Communist and social-democratic ones,
are directly involved not only in politico-military domination but
also in economic domination via state ownership of the means of production;
whereas in liberal democratic capitalist states, such ownership is
in the hands of private individuals. In liberal democratic states,
however, the mechanisms of politico-military domination are controlled
by and for a corporate elite, and hence the large corporations are
often considered to belong to a wider "state-complex."
As the state is the delegation of power into the hands of the few,
it is obviously based on hierarchy. This delegation of power results
in the elected people becoming isolated from the mass of people who
elected them and outside of their control. In addition, as those elected
are given power over a host of different issues and told to decide
upon them, a bureaucracy soon develops around them to aid in their
decision-making. However, this bureaucracy, due to its control of
information and its permanency, soon has more power than the elected
officials. This means that those who serve the people's (so-called)
servant have more power than those they serve, just as the politician
has more power than those who elected him. All forms of state-like
(i.e. hierarchical) organisations inevitably spawn a bureaucracy about
them. This bureaucracy soon becomes the de facto focal point of power
in the structure, regardless of the official rules.
This marginalisation and disempowerment of ordinary people (and
so the empowerment of a bureaucracy) is the key reason for anarchist
opposition to the state. Such an arrangement ensures that the individual
is disempowered, subject to bureaucratic, authoritarian rule which
reduces the person to a object or a number, not a unique individual
with hopes, dreams, thoughts and feelings. As Proudhon forcefully
argued:
"To be GOVERNED is to be kept in sight, inspected, spied upon, directed,
law-driven, numbered, enrolled, indoctrinated, preached at, controlled,
estimated, valued, censured, commanded, by creatures who have neither the
right, nor the wisdom, nor the virtue to do so... To be GOVERNED is to
be at every operation, at every transaction, noted, registered, enrolled,
taxed, stamped, measured, numbered, assessed, licensed, authorised,
admonished, forbidden, reformed, corrected, punished. It is, under the
pretext of public utility, and in the name of the general interest, to be
placed under contribution, trained, ransomed, exploited, monopolised,
extorted, squeezed, mystified, robbed; then, at the slightest resistance, the
first word of complaint, to be repressed, fined, despised, harassed, tracked,
abused, clubbed, disarmed, choked, imprisoned, judged, condemned, shot,
deported, sacrificed, sold, betrayed; and, to crown it all, mocked,
ridiculed, outraged, dishonoured. That is government; that is its justice;
that is its morality." [General Idea of the Revolution, p. 294]
Anarchists see the state, with its vast scope and control of deadly
force, as the "ultimate" hierarchical structure, suffering from all
the negative characteristics associated with authority described in
the last section. "Any logical and straightforward
theory of the State," argued Bakunin, "is essentially founded
upon the principle of authority, that is the eminently theological,
metaphysical, and political idea that the masses, always incapable
of governing themselves, must at all times submit to the beneficent
yoke of a wisdom and a justice imposed upon them, in some way or other,
from above." [Bakunin on Anarchism, p. 142] Such a system
of authority cannot help being centralised, hierarchical and bureaucratic
in nature. And because of its centralised, hierarchical, and bureaucratic
nature, the state becomes a great weight over society, restricting
its growth and development and making popular control impossible.
As Bakunin puts it:
"the so-called general interests of society supposedly represented by the
State . . . [are] in reality . . . the general and permanent negation of the
positive interests of the regions, communes, and associations, and a
vast number of individuals subordinated to the State . . . [in which]
all the best aspirations, all the living forces of a country, are
sanctimoniously immolated and interred." [The Political
Philosophy of Bakunin, p. 207]
In the rest of this section we will discuss the state, its role,
its impact on a society's freedom and who benefits from its existence.
Kropotkin's classic essay, The State: It's Historic Role is
recommended for further reading on this subject.
The main function of the state is to enable the ruling elite to exploit lower
social strata, i.e. derive an economic surplus from them. The state,
to use Malatesta's words, is basically "the property owners' gendarme"
[Anarchy, p. 19] (compare to the maxim of the Founding Fathers
of American "democracy" -- "the people who own the country ought
to govern it" (John Jay)). Those in the upper-middle levels of
the social pyramid also frequently use the state to obtain income
without working, as from investments, but the elite gain by far the
most economic advantages, which is why in the US, one percent of the
population controls over 40 percent of total wealth. It is therefore
no exaggeration to say that the state is the extractive apparatus
of society's parasites.
The state ensures the exploitative privileges of its ruling elite
by protecting certain economic monopolies from which its members derive
their wealth (see section B.3.2).
This service is referred to as "protecting private property" and is
said to be one of the two main functions of the state, the other being
to ensure that individuals are "secure in their persons." However,
although this second aim is professed, in reality most state laws
and institutions are concerned with the protection of property (for
the anarchist definition of "property" see
section B.3.1.).
From this fact we may infer that references to the "security of
persons," "crime prevention," etc. are mostly rationalisations of
the state's existence and smokescreens for its perpetuation of elite
power and privileges. Moreover, even though the state does take a
secondary interest in protecting the security of persons (particularly
elite persons), the vast majority of crimes against persons are motivated
by poverty and alienation due to state-supported exploitation and
also by the desensitisation to violence created by the state's own
violent methods of protecting private property.
Hence, anarchists maintain that without the state and the crime-engendering
conditions to which it gives rise, it would be possible for decentralised,
voluntary community associations to deal compassionately (not punitively)
with the few incorrigibly violent people who might remain (see section
I.5.8).
It is clear that the state represents the essential coercive mechanisms
by which capitalism and the authority relations associated with private
property are sustained. The protection of property is fundamentally
the means of assuring the social domination of owners over non-owners,
both in society as a whole and in the particular case of a specific
boss over a specific group of workers. Class domination is the authority
of property owners over those who use that property and it is the
primary function of the state to uphold that domination (and the social
relationships that generate it). In Kropotkin's words, "the rich
perfectly well know that if the machinery of the State ceased to protect
them, their power over the labouring classes would be gone immediately."
[Evolution and Environment, p. 98]
In other words, protecting private property and upholding class
domination are the same thing. Yet this primary function of the state
is disguised by the "democratic" facade of the representative electoral
system, through which it is made to appear that the people rule themselves.
Thus Bakunin writes that the modern state "unites in itself the
two conditions necessary for the prosperity of the capitalistic economy:
State centralisation and the actual subjection of . . . the people
. . . to the minority allegedly representing it but actually governing
it." [Op. Cit., p. 210]
The historian Charles Beard makes a similar point:
"Inasmuch as the
primary object of a government, beyond mere repression of physical
violence, is the making of the rules which determine the property
relations of members of society, the dominant classes whose rights are
thus to be protected must perforce obtain from the government such rules
as are consonant with the larger interests necessary to the continuance of
their economic processes, or they must themselves control the organs of
government" [An Economic Interpretation of the Constitution, quoted
by Howard Zinn, Op. Cit., p. 89].
This role of the state -- to protect capitalism and the property,
power and authority of the property owner -- was also noticed by Adam
Smith:
"[T]he inequality of fortune . . . introduces among men a degree
of authority and subordination which could not possibly exist
before. It thereby introduces some degree of that civil government
which is indispensably necessary for its own preservation . . .
[and] to maintain and secure that authority and subordination. The
rich, in particular, are necessarily interested to support that order
of things which can alone secure them in the possession of their own
advantages. Men of inferior wealth combine to defend those of superior
wealth in the possession of their property, in order that men of
superior wealth may combine to defend them in the possession of
theirs . . . [T]he maintenance of their lesser authority depends
upon that of his greater authority, and that upon their subordination
to him depends his power of keeping their inferiors in subordination
to them. They constitute a sort of little nobility, who feel themselves
interested to defend the property and to support the authority of
their own little sovereign in order that he may be able to defend
their property and to support their authority. Civil government, so
far as it is instituted for the security of property, is in reality
instituted for the defence of the rich against the poor, or of those
who have some property against those who have none at all." [Adam Smith, The Wealth of Nations, book 5]
In a nutshell, the state is the means by which the ruling class
rules. Hence Bakunin:
"the State is the organised authority, domination and power of
the possessing classes over the masses." [quoted by David Deleon,
Reinventing Anarchy, p. 71]
However, while recognising that the state protects the power and position
of the economically dominant class within a society anarchists also
argue that the state has, due to its hierarchical nature, interests
of its own. Thus it cannot be considered as simply the tool of the
economically dominant class in society. States have their own dynamics,
due to their structure, which generate their own classes and class
interests and privileges (and which allows them to escape from the
control of the economic ruling class and pursue their own interests,
to a greater or lesser degree). As Malatesta put it "the government,
though springing from the bourgeoisie and its servant and protector,
tends, as with every servant and every protector, to achieve its own
emancipation and to dominate whoever it protects." [Anarchy,
p. 22]
This means that the state machine (and structure), while its modern
form is intrinsically linked to capitalism, cannot be seen as being
a tool usable by the majority. This is because the "State, any
State -- even when it dresses-up in the most liberal and democratic
form -- is essentially based on domination, and upon violence, that
is upon despotism -- a concealed but no less dangerous despotism."
The State "denotes force, authority, predominance; it presupposes
inequality in fact." [The Political Philosophy of Michael Bakunin,
p. 211 and p. 223]
This is due to its hierarchical and centralised nature, which empowers
the few who control the state machine -- "[e]very state power,
every government, by its nature places itself outside and over the
people and inevitably subordinates them to an organisation and to
aims which are foreign to and opposed to the real needs and aspirations
of the people." [Bakunin on Anarchism, p. 328] If "the
whole proletariat . . . [are] members of the government . . . there
will be no government, no state, but, if there is to be a state there
will be those who are ruled and those who are slaves." [Op.
Cit., p. 330]
In other words, the state bureaucracy is itself directly an oppressor
and can exist independently of an economically dominant class. In
Bakunin's prophetic words:
"What have we seen throughout history? The State has always
been the patrimony of some privileged class: the sacerdotal
class, the nobility, the bourgeoisie -- and finally, when
all other classes have exhausted themselves, the class of
the bureaucracy enters the stage and then the State falls,
or rises, if you please, to the position of a machine."
[The Political Philosophy of Michael Bakunin, p. 208]
The experience of Soviet Russian indicates the validity of
his analysis (the working class was exploited and dominated
by the state bureaucracy rather than by an economic class).
Thus the role of the state is to repress the individual and the working class
as a whole in the interests of the capitalist class and in its own
interests. This means that "the State organisation . . . [is] the
force to which minorities resorted for establishing and organising
their power over the masses." Little wonder, then, that Kropotkin
argued that "[i]n the struggle between the individual and the State,
anarchism . . . takes the side of the individual as against the State,
of society against the authority which oppresses it." While the
state is a "superstructure in the interests of capitalism,"
it is a "power which was created for the purpose of welding together
the interests of the landlord, the judge, the warrior, and the priest"
and, we must add, cannot be considered purely as being a tool for
the capitalist/landlord class. The state structure ("the judge,
the warrior" etc.) has interests of its own. [Kropotkin's Revolutionary
Pamphlets, p. 170 and pp. 192-3]
Besides its primary function of protecting private property, the state operates
in other ways as an economic instrument of the ruling class.
First, the state intervenes in the modern economy to solve problems
that arise in the course of capitalist development. These interventions
have taken different forms in different times and include state funding
for industry (e.g. military spending); the creation of social infrastructure
too expensive for private capital to provide (railways, motorways);
tariffs to protect developing industries from more efficient international
competition (the key to successful industrialisation as it allows
capitalists to rip-off consumers, making them rich and increasing
funds available for investment); imperialist ventures to create colonies
(or protect citizen's capital invested abroad) in order to create
markets or get access to raw materials and cheap labour; government
spending to stimulate consumer demand in the face of underconsumption
and stagnation; maintaining a "natural" level of unemployment that
can be used to discipline the working class, so ensuring they produce
more, for less; manipulating the interest rate in order to try and
reduce the effects of the business cycle and undermine workers' gains
in the class struggle.
Second, because of the inordinate political power deriving from
wealth (see next section), capitalists
use the state directly to benefit their class, as from subsidies,
tax breaks, government contracts, protective tariffs, bailouts of
corporations judged by state bureaucrats as too important to let fail,
and so on.
And third, the state may be used to grant concessions to the working
class in cases where not doing so would threaten the integrity of
the system as a whole.
Hence David Deleon:
"Above all, the state remains an institution for the continuance of
dominant socioeconomic relations, whether through such agencies
as the military, the courts, politics or the police . . . Contemporary
states have acquired . . . less primitive means to reinforce their
property systems [than state violence -- which is always the means
of last, often first, resort]. States can regulate, moderate or
resolve tensions in the economy by preventing the bankruptcies of
key corporations, manipulating the economy through interest rates,
supporting hierarchical ideology through tax benefits for churches
and schools, and other tactics. In essence, it is not a neutral
institution; it is powerfully for the status quo. The capitalist
state, for example, is virtually a gyroscope centred in capital,
balancing the system. If one sector of the economy earns a level
of profit, let us say, that harms the rest of the system -- such
as oil producers' causing public resentment and increased
manufacturing costs -- the state may redistribute some of that
profit through taxation, or offer encouragement to competitors."
[Reinventing Anarchy, pp. 71-72]
The example of state legislation to set the length of the working
day is an example of both the first and third functions enumerated
above. In the early period of capitalist development, a shortage of
labour power led to the state's ignoring the lengthening working day,
thus allowing capitalists to appropriate more surplus value from workers
and increase the rate of profit without interference. Later, however,
after workers began to organise, reducing the length of the working
day became a key demand around which revolutionary socialist fervour
was developing. Hence, in order to defuse this threat (and socialist
revolution is the worst-case scenario for the capitalist), the state
passed legislation to reduce the length of the working day (which,
once workers' struggle calmed down, were happily ignored and became
"dead laws"). Initially, the state was functioning purely as the protector
of the capitalist class, using its powers to solve problems that arise
in the course of capitalist development (namely repressing the labour
movement to allow the capitalists to do as they liked). In the second
it was granting concessions to the working class to eliminate a threat
to the integrity of the system as a whole.
It should be noted that none of these three subsidiary functions
implies that capitalism can be changed through a series of piecemeal
reforms into a benevolent system that primarily serves working class
interests. To the contrary, these functions grow out of, and supplement,
the basic role of the state as the protector of capitalist property
and the social relations they generate -- i.e. the foundation of the
capitalist's ability to exploit. Therefore reforms may modify the
functioning of capitalism but they can never threaten its basis. As
Malatesta argued:
"The basic function of government . . . is always that of oppressing
and exploiting the masses, of defending the oppressors and the
exploiters . . . It is true that to these basic functions . . .
other functions have been added in the course of history . . .
hardly ever has a government existed . . . which did not
combine with its oppressive and plundering activities others
which were useful . . . to social life. But this does not detract
from the fact that government is by nature oppressive . . . and
that it is in origin and by its attitude, inevitably inclined
to defend and strengthen the dominant class; indeed it confirms
and aggravates the position . . . [I]t is enough to understand
how and why it carries out these functions to find the practical
evidence that whatever governments do is always motivated by
the desire to dominate, and is always geared to defending,
extending and perpetuating its privileges and those of the
class of which it is both the representative and defender.
"A government cannot maintain itself for long without hiding its true nature
behind a pretence of general usefulness; it cannot impose respect
for the lives of the privileged if it does not appear to demand
respect for all human life; it cannot impose acceptance of the privileges
of the few if it does not pretend to be the guardian of the rights
of all." [Op. Cit., pp. 20-1]
Ultimately, what the state concedes, it can also take back (as was
the case of the laws limiting the working day). Thus the rise
and fall of the welfare state -- granted to stop more revolutionary
change (see section D.1.3), it did not fundamentally challenge
the existence of wage labour and was useful as a means of regulating
capitalism but was "reformed" (i.e. made worse, rather than better)
when its existence conflicted with the needs of the capitalist
economy.
In other words, the state acts to protect the long-term interests of the capitalist
class as a whole (and ensure its own survival) by protecting
the system. This role can and does clash with the interests of particular
capitalists or even whole sections of the ruling class (see next
section). But this conflict does not change the role of the state
as the property owners' policeman. Indeed, the state can be considered
as a means for settling (in a peaceful and apparently independent
manner) upper-class disputes over what to do to keep the system going.
For simplicity, let's just consider the capitalist state, whose main purpose
is to protect the exploitative monopolies described below. Because
their economic monopolies are protected by the state, the elites whose
incomes are derived from them -- namely, finance capitalists, industrial
capitalists, and landlords -- are able to accumulate vast wealth from
those whom they exploit. This stratifies society into a hierarchy
of economic classes, with a huge disparity of wealth between the small
property-owning elite at the top and the non-property-owning majority
at the bottom.
Then, because it takes enormous wealth to win elections and lobby
or bribe legislators, the propertied elite are able to control the
political process -- and hence the state -- through the "power of
the purse." For example, it costs well over $20 million to run for
President of the USA. In other words, elite control of politics through
huge wealth disparities insures the continuation of such disparities
and thus the continuation of elite control. In this way the crucial
political decisions of those at the top are insulated from significant
influence by those at the bottom.
Moreover, the ability of capital to disinvest (capital flight) and
otherwise adversely impact the economy is a powerful weapon to keep
the state as its servant. As Noam Chomsky notes:
"In capitalist democracy, the interests that must be satisfied are those of
capitalists; otherwise, there is no investment, no production, no work, no
resources to be devoted, however marginally, to the needs of the general
population" [Turning the Tide, p. 233]
Hence, even allegedly "democratic" capitalist states are in effect
dictatorships of the propertariat. Errico Malatesta put it this way:
"Even with universal suffrage - we could well say even more so with universal
suffrage - the government remained the bourgeoisie's servant and gendarme.
For were it to be otherwise with the government hinting that it might
take up a hostile attitude, or that democracy could ever be anything but
a pretence to deceive the people, the bourgeoisie, feeling its interests
threatened, would by quick to react, and would use all the influence and
force at its disposal, by reason of its wealth, to recall the government
to its proper place as the bourgeoisie's gendarme." [Anarchy, p. 20]
The existence of a state bureaucracy is a key feature in ensuring
that the state remains the ruling class's "policeman" and will be
discussed in greater detail in section J.2.2 (Why
do anarchists reject voting as a means for change?). As far as
economic forces go, we see their power implied when the news report
that changes in government, policies and law have been "welcomed by
the markets." As the richest 1% of households in America (about 2
million adults) owned 35% of the stock owned by individuals in 1992
- with the top 10% owning over 81% - we can see that the "opinion"
of the markets actually means the power of the richest 1-5% of a countries
population (and their finance experts), power derived from their control
over investment and production. Given that the bottom 90% of the US
population has a smaller share (23%) of all kinds of investable capital
that the richest 1/2% (who own 29%), with stock ownership being even
more concentrated (the top 5% holding 95% of all shares), its obvious
why Doug Henwood (author of Wall Street) argues that stock
markets are "a way for the very rich as a class to own an economy's
productive capital stock as a whole," are a source of "political
power" and a way to have influence over government policy (see
section D.2). [Wall Street: Class Racket]
Of course, this does not mean that the state and the capitalist
class always see "eye to eye." Top politicians, for example, are part
of the ruling elite, but they are in competition with other parts
of it. In addition, different sectors of the capitalist class are
competing against each other for profits, political influence, privileges,
etc. The bourgeoisie, argued Malatesta, "are always at war among
themselves . . . and . . . the government, though springing from the
bourgeoisie and its protector, tends . . . to dominate whoever it
protects. Thus the games of the swings, the manoeuvres, the concessions
and withdrawals, the attempts to find allies among the people against
the conservatives, and among the conservatives against the people."
[Op. Cit., p. 22] As such, the state is often in conflict with
sections of the capitalist class, just as sections of that class use
the state to advance their own interests within the general framework
of protecting the capitalist system (i.e. the interests of the ruling
class as a class). Such conflicts sometimes give the impression
of the state being a "neutral" body, but this is an illusion -- it
exists to defend class power and privilege, and to resolve disputes
within that class peacefully via the "democratic" process (within
which we get the chance of picking the representatives of the elite
who will oppress us least).
Nevertheless, without the tax money from successful businesses,
the state would be weakened. Hence the role of the state is to ensure
the best conditions for capital as a whole, which means that,
when necessary, it can and does work against the interests of certain
parts of the capitalist class. This is what can give the state the
appearance of independence and can fool people into thinking that
it represents the interests of society as a whole. (For more on the
ruling elite and its relation to the state, see C. Wright Mills, The
Power Elite [Oxford, 1956]; cf. Ralph Miliband, The State in
Capitalist Society [Basic Books, 1969] and Divided Societies
[Oxford, 1989]; G. William Domhoff, Who Rules America? [Prentice
Hall, 1967]; Who Rules America Now? A View for the '80s [Touchstone,
1983] and Toxic Sludge is Good For You! Lies, Damn Lies and the
Public Relations Industry by John Stauber and Sheldon Rampton
[Common Courage Press, 1995]).
It's a common but false idea that voting every four or so years to elect the
public face of a highly centralised and bureaucratic machine means
that ordinary people control the state. Obviously, to say that this
idea is false does not imply that there is no difference between a
liberal republic and a fascistic or monarchical state. Far from it.
The vote is an important victory wrested from the powers that be.
It is one small step on the road to libertarian socialism. Nevertheless,
all forms of hierarchy, even those in which the top officers are elected
are marked by authoritarianism and centralism. Power is concentrated
in the centre (or at the "top"), which means that society becomes
"a heap of dust animated from without by a subordinating, centralist
idea." [P.J. Proudhon, quoted by Martin Buber, Paths in Utopia,
p. 29] For, once elected, top officers can do as they please, and
in all political bureaucracies, many important decisions are made
by non-elected staff.
The nature of centralisation places power into the hands of the
few. Representative democracy is based on this delegation of power,
with voters electing others to govern them. This cannot help but create
a situation in which freedom is endangered -- universal suffrage "does
not prevent the formation of a body of politicians, privileged in
fact though not in law, who, devoting themselves exclusively to the
administration of the nation's public affairs, end by becoming a sort
of political aristocracy or oligarchy." [Bakunin, The Political
Philosophy of Bakunin, p. 240]
Centralism makes democracy meaningless, as political decision-making
is given over to professional politicians in remote capitals. Lacking
local autonomy, people are isolated from each other (atomised) by
having no political forum where they can come together to discuss,
debate, and decide among themselves the issues they consider important.
Elections are not based on natural, decentralised groupings and thus
cease to be relevant. The individual is just another "voter" in the
mass, a political "constituent" and nothing more. The amorphous basis
of modern, statist elections "aims at nothing less than to abolish
political life in towns, communes and departments, and through this
destruction of all municipal and regional autonomy to arrest the development
of universal suffrage" [Proudhon, Ibid.] Thus people are
disempowered by the very structures that claim to allow them to express
themselves. To quote Proudhon again, in the centralised state "the
citizen divests himself of sovereignty, the town and the Department
and province above it, absorbed by central authority, are no longer
anything but agencies under direct ministerial control." He continues:
"The Consequences soon make themselves felt: the citizen and the
town are deprived of all dignity, the state's depredations multiply,
and the burden on the taxpayer increases in proportion. It is no
longer the government that is made for the people; it is the people
who are made for the government. Power invades everything, dominates
everything, absorbs everything. . ." [The Principle of
Federation, p. 59]
As intended, isolated people are no threat to the powers that be.
This process of marginalisation can be seen from American history,
for example, when town meetings were replaced by elected bodies, with
the citizens being placed in passive, spectator roles as mere "voters"
(see section B.5 "Is capitalism empowering and
based on human action?"). Being an atomised voter is hardly an
ideal notion of "freedom," despite the rhetoric of politicians about
the virtues of a "free society" and "The Free World" -- as if voting
once every four or five years could ever be classed as "liberty" or
even "democracy."
In this way, social concern and power are taken away from ordinary
citizens and centralised in the hands of the few. Marginalisation
of the people is the key control mechanism in the state and authoritarian
organisations in general. Considering the European Community (EC),
for example, we find that the "mechanism for decision-making between
EC states leaves power in the hands of officials (from Interior ministries,
police, immigration, customs and security services) through a myriad
of working groups. Senior officials . . . play a critical role in
ensuring agreements between the different state officials. The EC
Summit meetings, comprising the 12 Prime Ministers, simply rubber-stamp
the conclusions agreed by the Interior and Justice Ministers. It is
only then, in this intergovernmental process, that parliaments and
people are informed (and them only with the barest details)."
[Tony Bunyon, Statewatching the New Europe, p. 39]
As well as economic pressures from elites, governments also face
pressures within the state itself due to the bureaucracy that comes
with centralism. There is a difference between the state and government.
The state is the permanent collection of institutions that have entrenched
power structures and interests. The government is made up of various
politicians. It's the institutions that have power in the state due
to their permanence, not the representatives who come and go. As Clive
Ponting (an ex-civil servant himself) indicates, "the function
of a political system in any country... is to regulate, but not to
alter radically, the existing economic structure and its linked power
relationships. The great illusion of politics is that politicians
have the ability to make whatever changes they like . . ." [quoted
in Alternatives, no.5, p. 19].
Therefore, as well as marginalising the people, the state also ends
up marginalising "our" representatives. As power rests not in the
elected bodies, but in a bureaucracy, popular control becomes increasingly
meaningless. As Bakunin pointed out, "liberty can be valid only
when . . . [popular] control [of the state] is valid. On the contrary,
where such control is fictitious, this freedom of the people likewise
becomes a mere fiction" [The Political Philosophy of Bakunin,
p. 212].
This means that state centralism can become a serious source of
danger to the liberty and well-being of most of the people under it.
However, some people do benefit from state centralisation,
namely those with power who desire to be "left alone" to use it: that
is, the two sections of the ruling elite, bureaucrats of capital and
state (as will be discussed further in the next
section).
No social system would exist unless it benefited someone or some group. Centralisation,
be it in the state or the company, is no different. In all cases,
centralisation directly benefits those at the top, because it shelters
them from those who are below, allowing the latter to be controlled
and governed more effectively. Therefore, it is in the direct interests
of bureaucrats and politicians to support centralism.
Under capitalism, however, various sections of the business class
also support state centralism. This is the symbiotic relationship
between capital and the state. As will be discussed later, (in section
F.8) the state played an important role in "nationalising" the
market, i.e. forcing the "free market" onto society. By centralising
power in the hands of representatives and so creating a state bureaucracy,
ordinary people were disempowered and thus became less likely to interfere
with the interests of the wealthy. "In a republic," writes
Bakunin, "the so-called people, the legal people, allegedly represented
by the State, stifle and will keep on stifling the actual and living
people" by "the bureaucratic world" for "the greater
benefit of the privileged propertied classes as well as for its own
benefit" [Op. Cit., p. 211].
Examples of increased political centralisation being promoted by
wealthy business interests by can be seen throughout the history of
capitalism. "In revolutionary America, 'the nature of city government
came in for heated discussion,' observes Merril Jensen . . . Town
meetings . . .' had been a focal point of revolutionary activity'.
The anti-democratic reaction that set in after the American revolution
was marked by efforts to do away with town meeting government . .
. Attempts by conservative elements were made to establish a 'corporate
form (of municipal government) whereby the towns would be governed
by mayors and councils' elected from urban wards . . .[T]he merchants
'backed incorporation consistently in their efforts to escape town
meetings' . . ." [Murray Bookchin, Towards an Ecological Society,
p. 182]
Here we see local policy making being taken out of the hands of
the many and centralised in the hands of the few (who are always the
wealthy). France provides another example:
"The Government found . . . the folkmotes [of all households]
'too noisy', too disobedient, and in 1787, elected councils, composed of a
mayor and three to six syndics, chosen among the wealthier peasants, were
introduced instead" [Peter Kropotkin, Mutual Aid, pp. 185-186].
This was part of a general movement to disempower the working class
by centralising decision making power into the hands of the few (as
in the American revolution). Kropotkin indicates the process at work:
"[T]he middle classes, who had until then had sought the support of
the people, in order to obtain constitutional laws and to dominate
the higher nobility, were going, now that they had seen and felt
the strength of the people, to do all they could to dominate the
people, to disarm them and to drive them back into subjection.
[. . .]
"[T]hey made haste to legislate in such a way that the political
power which was slipping out of the hand of the Court should not
fall into the hands of the people. Thus . . . [it was] proposed
. . . to divide the French into two classes, of which one only,
the active citizens, should take part in the government,
whilst the other, comprising the great mass of the people under
the name of passive citizens, should be deprived of all political
rights . . . [T]he [National] Assembly divided France into departments
. . . always maintaining the principle of excluding the poorer classes
from the Government . . . [T]hey excluded from the primary assemblies
the mass of the people . . . who could no longer take part in the
primary assemblies, and accordingly had no right to nominate the
electors [who chose representatives to the National Assembly], or
the municipality, or any of the local authorities . . .
"And finally, the permanence of the electoral assemblies
was interdicted. Once the middle-class governors were appointed,
these assemblies were not to meet again. Once the middle-class governors
were appointed, they must not be controlled too strictly. Soon the
right even of petitioning and of passing resolutions was taken away
-- 'Vote and hold your tongue!' "As to the villages . . . the general
assembly of the inhabitants . . . [to which] belonged the administration
of the affairs of the commune . . . were forbidden by the . . .
law. Henceforth only the well-to-do peasants, the active
citizens, had the right to meet, once a year, to nominate
the mayor and the municipality, composed of three or four middle-class
men of the village.
"A similar municipal organisation was given to the towns. . .
"[Thus] the middle classes surrounded themselves with every precaution
in order to keep the municipal power in the hands of the well-to-do
members of the community." [The Great French Revolution,
vol. 1, pp. 179-186]
Thus centralisation aimed to take power away from the mass of
the people and give it to the wealthy. The power of the people
rested in popular assemblies, such as the "Sections"
and "Districts"
of Paris (expressing, in Kropotkin's words, "the principles of
anarchism" and "practising . . . Direct Self-Government" [Op.
Cit., p. 204 and p. 203]) and village assemblies. However,
the National Assembly "tried all it could to lessen the power
of the districts . . . [and] put an end to those hotbeds of
Revolution . . . [by allowing] active citizens only . . .
to take part in the electoral and administrative
assemblies." [Op. Cit., p. 211]
Thus the "central government
was steadily endeavouring to subject the sections to its
authority" with the state "seeking to centralise everything in
its own hands . . . [I]ts depriving the popular organisations
. . . all . . . administrative functions . . . its subjecting
them to its bureaucracy in police matters, meant the death
of the sections." [Op. Cit., vol. 2, p. 549 and p. 552]
As can be seen, in both the French and American revolutions saw a similar
process by which the wealthy centralised power into their own hands.
This ensured that working class people (i.e. the majority) were excluded
from the decision making process and subject to the laws and power
of others. Which, of course, benefits the minority class whose representatives
have that power. (Volume one of Murray Bookchin's The Third Revolution
discusses the French and American revolutions in some detail).
On the federal and state levels in the US after the Revolution,
centralisation of power was encouraged, since "most of the makers
of the Constitution had some direct economic interest in establishing
a strong federal government . . . there was . . . a positive need
for strong central government to protect the large economic interests."
[Howard Zinn, A People's History of the United States, p. 90]
In particular, state centralisation was essential to mould US society
into one dominated by capitalism:
"In the thirty years leading up to the Civil War, the law
was increasingly interpreted in the courts to suit capitalist development.
Studying this, Morton Horwitz (The Transformation of American Law)
points out that the English common-law was no longer holy when it stood in
the way of business growth . . . Judgements for damages against businessmen
were taken out of the hands of juries, which were unpredictable, and given
to judges . . . The ancient idea of a fair price for goods gave way in the
courts to the idea of caveat emptor (let the buyer beware) . . . contract
law was intended to discriminate against working people and for business . . .
The pretence of the law was that a worker and a railroad made a contract
with equal bargaining power . . . 'The circle was completed; the law had
come simply to ratify those forms of inequality that the market system
had produced.'" [Op. Cit., p. 234]
The US state was created on elitist liberal doctrine and actively
aimed to reduce democratic tendencies (in the name of "individual
liberty"). What happened in practice (unsurprisingly enough) was that
the wealthy elite used the state to undermine popular culture and
common right in favour of protecting and extending their own interests
and power. In the process, US society was reformed in their own image:
"By the middle of the nineteenth century the legal system had been
reshaped to the advantage of men of commerce and industry at the
expense of farmers, workers, consumers, and other less powerful groups
in society . . . it actively promoted a legal distribution of wealth
against the weakest groups in society." [Horwitz, quoted by Zinn,
Op. Cit., p. 235]
In more modern times, state centralisation and expansion has gone
hand in glove with rapid industrialisation and the growth of business.
As Edward Herman points out, "[t]o a great extent, it was the growth
in business size and power that elicited the countervailing emergence
of unions and the growth of government. Bigness beyond business
was to a large extent a response to bigness in business."
[Corporate Control, Corporate Power, p. 188 -- see also, Stephen
Skowronek, Building A New American State: The Expansion of National
Administrative Capacities, 1877-1920] State centralisation was
required to produce bigger, well-defined markets and was supported
by business when it acted in their interests (i.e. as markets expanded,
so did the state in order to standardise and enforce property laws
and so on). On the other hand, this development towards "big government"
created an environment in which big business could grow (often encouraged
by the state by subsidies and protectionism - as would be expected
when the state is run by the wealthy) as well as further removing
state power from influence by the masses and placing it more firmly
in the hands of the wealthy. It is little wonder we see such developments,
for "[s]tructures of governance tend to coalesce around domestic
power, in the last few centuries, economic power." [Noam Chomsky,
World Orders, Old and New, p. 178]
State centralisation makes it easier for business to control government,
ensuring that it remains their puppet and to influence the political
process. For example, the European Round Table (ERT) "an elite
lobby group of. . .chairmen or chief executives of large multi-nationals
based mainly in the EU... [with] 11 of the 20 largest European companies
[with] combined sales [in 1991] . . . exceeding $500 billion, . .
. approximately 60 per cent of EU industrial production," makes
much use of the EU. As two researchers who have studied this body
note, the ERT "is adept at lobbying . . . so that many ERT proposals
and 'visions' are mysteriously regurgitated in Commission summit documents."
The ERT "claims that the labour market should be more 'flexible,'
arguing for more flexible hours, seasonal contracts, job sharing and
part time work. In December 1993, seven years after the ERT made its
suggestions [and after most states had agreed to the Maastricht Treaty
and its "social chapter"], the European Commission published a white
paper . . . [proposing] making labour markets in Europe more flexible."
[Doherty and Hoedeman, "Knights of the Road," New Statesman,
4/11/94, p. 27]
The current talk of globalisation, NAFTA, and the Single European
Market indicates an underlying transformation in which state growth
follows the path cut by economic growth. Simply put, with the growth
of transnational corporations and global finance markets, the bounds
of the nation-state have been made economically redundant. As companies
have expanded into multi-nationals, so the pressure has mounted for
states to follow suit and rationalise their markets across "nations"
by creating multi-state agreements and unions.
As Noam Chomsky notes, G7, the IMF, the World Bank and so forth
are a "de facto world government," and "the institutions
of the transnational state largely serve other masters [than the people],
as state power typically does; in this case the rising transnational
corporations in the domains of finance and other services, manufacturing,
media and communications." [Op. Cit., p. 179]
As multi-nationals grow and develop, breaking through national boundaries,
a corresponding growth in statism is required. Moreover, a "particularly
valuable feature of the rising de facto governing institutions is
their immunity from popular influence, even awareness. They operate
in secret, creating a world subordinated to the needs of investors,
with the public 'put in its place', the threat of democracy reduced."
[Chomsky, Op. Cit., p. 178]
This does not mean that capitalists desire state centralisation
for everything. Often, particularly for social issues, relative decentralisation
is often preferred (i.e. power is given to local bureaucrats) in order
to increase business control over them. By devolving control to local
areas, the power which large corporations, investment firms and the
like have over the local government increases proportionally. In addition,
even middle-sized enterprise can join in and influence, constrain
or directly control local policies and set one workforce against another.
Private power can ensure that "freedom" is safe, their freedom.
No matter which set of bureaucrats are selected, the need to centralise
social power, thus marginalising the population, is of prime importance
to the business class. It is also important to remember that capitalist
opposition to "big government" is often financial, as the state feeds
off the available social surplus, so reducing the amount left for
the market to distribute to the various capitals in competition.
In reality, what capitalists object to about "big government" is
its spending on social programs designed to benefit the poor and working
class, an "illegitimate" function which "wastes" part of the surplus
that might go to capital (and also makes people less desperate and
so less willing to work cheaply). Hence the constant push to reduce
the state to its "classical" role as protector of private property
and the system, and little else. Other than their specious quarrel
with the welfare state, capitalists are the staunchest supports of
government (and the "correct" form of state intervention, such as
defence spending), as evidenced by the fact that funds can always
be found to build more prisons and send troops abroad to advance ruling-class
interests, even as politicians are crying that there is "no money"
in the treasury for scholarships, national health care, or welfare
for the poor.
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