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version of Appendix 4.3.
What caused the degeneration of the Russian Revolution?
As is well known, the Russian Revolution failed. Rather than
produce socialism, the Bolshevik revolution gave birth to an
autocratic party dictatorship residing over a state capitalist
economy. In turn, this regime gave rise to the horrors of
Stalin's system. While Stalinism was denounced by all genuine
socialists, a massive debate has existed within the Marxist
movement over when, exactly, the Russian Revolution failed
and why it did. Some argue around 1924, others say around 1928,
some (libertarian Marxists) argue from the Bolshevik seizure of
power. The reasons for the failure tend to be more readily
agreed upon: isolation, the economic and social costs of civil
war, the "backward" nature of Russian society and economy are
usually listed as the key factors. Moreover, what the Stalinist
regime was is also discussed heatedly in such circles. Some
(orthodox Trotskyists) claiming it was a "degenerated workers
state," others (such as the neo-Trotskyist UK SWP) that it was
"state capitalist."
For anarchists, however, the failure of Bolshevism did not come
as a surprise. In fact, just as with the reformist fate of the
Social Democrats, the failure of the Russian Revolution provided
empirical evidence for Bakunin's critique of Marx. As Emma Goldman
recounts in her memoirs
"Professor Harold Laski . . . expressed the opinion that I ought
to take some comfort in the vindication anarchism had received
by the Bolsheviki. I agreed, adding that not only their regime,
but their stepbrothers as well, the Socialists in power in
other countries, had demonstrated the failure of the Marxian
State better than any anarchist argument. Living proof was always
more convincing than theory. Naturally I did not regret the
Socialist failure but I could not rejoice in it in the face of
the Russian tragedy." [Living My Life, vol. 2, p. 969]
Given that Leninists claim that the Russian revolution was a
success (at least initially) and so proves the validity of
their ideology, anarchists have a special duty to analysis and
understand what went wrong. Simply put, if the Russian Revolution
was a "success," Leninism does not need "failures"!
This section of the FAQ will discuss these explanations for the
failure of Bolshevism. Simply put, anarchists are not convinced
by Leninist explanations on why Bolshevism created a new class
system, not socialism.
This subject is very important. Unless we learn the lessons of
history we will be doomed to repeat them. Given the fact that
many people who become interested in socialist ideas will come
across the remnants of Leninist parties it is important that
anarchists explains clearly and convincingly why the Russian
Revolution failed and the role of Bolshevik ideology in that
process. We need to account why a popular revolution became
in a few short years a state capitalist party dictatorship.
As Noam Chomsky put it:
"In the stages leading up to the Bolshevik coup in October 1917,
there were incipient socialist institutions developing in
Russia -- workers' councils, collectives, things like that.
And they survived to an extent once the Bolsheviks took over
-- but not for very long; Lenin and Trotsky pretty much
eliminated them as they consolidated their power. I mean,
you can argue about the justification for eliminating them,
but the fact is that the socialist initiatives were pretty
quickly eliminated.
"Now, people who want to justify it say, 'The Bolsheviks had
to do it' -- that's the standard justification: Lenin and
Trotsky had to do it, because of the contingencies of the
civil war, for survival, there wouldn't have been food
otherwise, this and that. Well, obviously the question is,
was that true. To answer that, you've got to look at the
historical facts: I don't think it was true. In fact, I
think the incipient socialist structures in Russia were
dismantles before the really dire conditions arose . . .
But reading their own writings, my feeling is that Lenin
and Trotsky knew what they were doing, it was conscious
and understandable." [Understanding Power, p. 226]
As we discussed in the appendix on
"What happened during the Russian Revolution?", Chomsky's feelings are more
than supported by the historical record. The elimination of
meaningful working class freedom and self-management started
from the start and was firmly in place before the start of
the civil war at the end of May, 1918. The civil war simply
accelerated processes which had already started, strengthened
policies that had already been applied. And it could be argued
that rather than impose alien policies onto Bolshevism, the
civil war simply brought the hidden (and not-so-hidden) state
capitalist and authoritarian politics of Marxism and Leninism
to the fore.
Which is why analysing the failure of the revolution is important.
If the various arguments presented by Leninists on why Bolshevism
failed (and, consequently, Stalinism developed) can be refuted,
then we are left with the key issues of revolutionary politics --
whether Bolshevik politics had a decisive negative impact on the
development of the Russian Revolution and, if so, there is an
alternative to those politics. As regards the first issue, as we
discussed in the appendix on "How did Bolshevik ideology contribute to the failure of the Revolution?", anarchists argue that this was the case.
Bolshevik ideology itself played a key role in the degeneration of
the revolution. And as regards the second one, anarchists can point
to the example of the Makhnovists, which proves that alternative
policies were possible and could be applied with radically different
outcomes (see the appendix on "Why does the Makhnovist movement show there is an alternative to Bolshevism?" for more on the Makhnovist movement).
This means that anarchists stress the interplay between the
"objective factors" and the subjective one (i.e. party ideology).
Faced with difficult circumstances, people and parties react in
different ways. If they did not then it would imply what they
thought has no impact at all on their actions. It also means
that the politics of the Bolsheviks played no role in their
decisions. As we discussed in the appendix on
"What happened during the Russian Revolution?", this position simply
cannot be maintained. Leninist ideology itself played a key role
in the rise of Stalinism. A conclusion Leninists reject. They,
of course, try to distance themselves from Stalinism, correctly
arguing that it was a brutal and undemocratic system. The
problem is that it was Lenin and Trotsky rather then Stalin
who first shot strikers, banned left papers, radical organisations
and party factions, sent workers and revolutionaries to the gulags,
advocated and introduced one-man management and piece-work in the
workplace, eliminated democracy in the military and shut down
soviets elected with the "wrong" (i.e. non-Bolshevik) delegates.
Many Leninists know nothing of these facts. Their parties simply
do not tell them the whole story of when Lenin and Trotsky were
in power. Others do know and attempt to justify these actions.
When anarchists discuss why the Russian Revolution failed,
these Leninists have basically one reply. They argue that
anarchists never seem to consider the objective forces at play
during the Russian revolution, namely the civil war, the legacy
of World War One, the international armies of counter-revolution
and economic disruption. These "objective factors" meant that the
revolution was, basically, suffocated and where the overriding
contribution to the rise of militarism and the crushing of
democracy within the soviets.
For anarchists such "objective factors" do not (and must not)
explain why the Russian Revolution failed. This is because, as
we argue in the following sections, almost all revolutions
will face the same, or similar, problems. Indeed, in sections
1 and
2
both anarchists like Kropotkin and Marxists
like Lenin argued that this was the case. As we discussed in
section H.2.1,
Leninists like to claim that they are "realistic"
(unlike the "utopian" anarchists) and recognise civil war is
inevitable in a revolution. As
section 3 indicates, any
defence of Bolshevism based on blaming the impact of the civil
war is both factually and logically flawed. As far as economic
disruption goes, as we discuss in
section 4 this explanation
of Bolshevik authoritarianism is unconvincing as every revolution
will face this problem. Then
section 5 analyses the common
Leninist argument that the revolution failed because the Russian
working class became "atomised" or "declassed." As that section
indicates, the Russian working class was more than capable of
collective action throughout the 1918 to 1921 period (and
beyond). The problem was that it was directed against the
Bolshevik party. Finally,
section 6 indicates whether the
Bolshevik leaders explained their actions in terms of the
"objective factors" they faced.
It should be stressed that we are discussing this factors individually
simply because it is easier to do so. It reality, it is less hard to
do so. For example, civil war will, undoubtedly, mean economic disruption.
Economic disruption will mean unemployment and that will affect the
working class via unemployment and less goods available (for example).
So just because we separate the specific issues for discussion purposes,
it should not be taken to imply that we are not aware of their combined
impact on the Russian Revolution.
Of course there is the slight possibility that the failure of
Bolshevism can be explained purely in these terms. Perhaps
a future revolution will be less destructive, less isolated,
less resisted than the Russian (although, as we noted in the
section 2,
leading Bolsheviks like Lenin, Trotsky and Bukharin
doubted this). That is a possibility. However, should we embrace
an ideology whose basic, underlying, argument is based on the
hope that fate will be kinder to them this time? As Lenin argued
against the Russian left-communists in early 1918:
"Yes, we shall see the world revolution, but for the time being it
is a very good fairy-tale . . . But I ask, is it proper for a serious
revolutionary to believe in fairy-tales? . . . [I]f you tell the
people that civil war will break out in German and also guarantee
that instead of a clash with imperialism we shall have a field
revolution on a world-wide scale, the people will say you are
deceiving them. In doing this you will be overcoming the difficulties
with which history has confronted us only in your minds, by your
wishes . . . You are staking everything on this card! If the
revolution breaks out, everything is saved . . . But if it does
not turn out as we desire, if it does not achieve victory tomorrow
-- what then? Then the masses will say to you, you acted like
gamblers -- you staked everything on a fortunate turn of events
that did not take place . . ." [Collected Works, vol. 27,
p. 102]
Anarchists have always recognised that a revolution would face
problems and difficult "objective factors" and has developed
our ideas accordingly. We argue that to blame "objective factors"
on the failure of the Russian Revolution simply shows that
believing in fairy-tales is sadly far too common on the "serious"
Leninist "revolutionary" left. And as we discuss in
the appendix on "How did Bolshevik ideology contribute to the failure of the Revolution?",
the impact of Bolshevik ideology on the failure of the revolution
was important and decisive. Even if the next revolution is less
destructive, it cannot be argued that socialism will be the result
if Bolshevik ideology is reapplied. And as Cornelius Castoriadis
argues, "this 'response' [of explaining the failure of the Russian
Revolution on "objective factors"] teaches us nothing we could
extend beyond the confines of the Russian situation in 1920. The
sole conclusion to be drawn from this kind of 'analysis' is that
revolutionaries should ardently hope that future revolutions break
out in more advanced countries, that they should not remain
isolated, and that civil wars should not in the least be
devastating." [The Role of Bolshevik Ideology in the Birth of
the Bureaucracy, p. 92] While this may be sufficient for the
followers of Bolshevism, it cannot be sufficient for anyone who
wants to learn from history, not to repeat it.
Ultimately, if difficult times back in 1918-21 justified suppressing
working class freedom and self-management, imprisoning and shooting
anarchists and other socialists, implementing and glorifying party
dictatorship, what might we expect in difficult times in the future?
Simply put, if your defence of the Bolsheviks rests simply on
"difficult circumstances" then it can only mean one thing, namely
if "difficult circumstances" occur again we can expect the same
outcome.
One last point. We should stress that libertarians do not think any
future revolution will suffer as terrible conditions as that experienced
by the Russian one. However, it might and we need to base our politics
on the worse case possibility. That said, we argue that Bolshevik
policies made things worse -- by centralising economic and political
power, they automatically hindered the participation of working class
people in the revolution, smothering any creative self-activity under
the dead-weight of state officialdom. As a libertarian revolution would
be based on maximising working class self-activity (at all levels,
locally and upwards) we would argue that it would be better placed
to respond to even the terrible conditions facing the Russian
Revolution.
That is not all. As we argue in the appendix on
"How did Bolshevik ideology contribute to the failure of the Revolution?" we are of the opinion
that Bolshevism itself undermined the socialist potential of the
revolution, irrespective of the actual circumstances involved
(which, to some degree, will affect any revolution). For example,
the Bolshevik preference for centralisation and nationalisation
would negatively affect a revolution conducted in even the best
circumstances, as would the seizure of state power rather than its
destruction. As is clear from the appendix on
"How did Bolshevik ideology contribute to the failure of the Revolution?", only the elimination of
what makes Bolshevism Bolshevik would ensure that a revolution would
be truly libertarian. So anarchists stress that rather than be
forced upon them by "objective factors" many of these policies
were, in fact, in line with pre-civil war Bolshevik ideas. The
Bolshevik vision of socialism, in other words, ensured that they
smothered the (libertarian) socialist tendencies and institutions
that existed at the time. As Chomsky summarises, "Lenin and
Trotsky, shortly after seizing state power in 1917, moved to
dismantle organs of popular control, including factory committees
and Soviets, thus proceeding to deter and overcome socialist
tendencies." [Deterring Democracy, p. 361] That they thought
their system of state capitalism was a form of "socialism" is
irrelevant -- they systematically combated (real) socialist
tendencies in favour of state capitalist ones and did so knowingly
and deliberately (see sections
H.3.1 and
H.3.13 on the differences
between real socialism and Marxism in its Bolshevik mode and, of
course, "What happened during the Russian Revolution?" on Bolshevik practice itself).
So it is important to stress that even if the Russian Revolution
had occurred in better circumstances, it is unlikely that Bolshevism
would have resulted in socialism rather than state capitalism. Certain
Bolshevik principles ensure that any revolution lead by a vanguard party
would not have succeeded. This can be seen from the experience of
Bolshevism immediately after it seized power, before the start of
the civil war and major economic collapse. In the circumstances of
post-world war I Russia, these principles were attenuated but their
application in even the best of situations would have undermined
socialist tendencies in the revolution. Simply put, a statist
revolution will have statist, not libertarian, ends.
The focusing on "objective factors" (particularly the civil war)
has become the traditional excuse for people with a romantic
attachment to Leninism but who are unwilling to make a stand
over what the Bolsheviks actually did in power. This excuse is
not viable if you seek to build a revolutionary movement today:
you need to choose between the real path of Lenin and the real,
anarchist, alternative. As Lenin constantly stressed, a revolution
will be difficult -- fooling ourselves about what will happen now
just undermines our chances of success in the future and ensure
that history will repeat itself.
Essentially, the "objective factors" argument is not a defence
of Leninism, but rather one that seeks to evade having to make
such a defence. This is very typical of Leninist parties today.
Revolutionary politics would be much better served by confronting
this history and the politics behind it head on. Perhaps, if
Leninists did do this, they would probably remain Leninists,
but at least then their party members and those who read their
publications would have an understanding of what this meant.
And they would have to dump Lenin's State and Revolution into
the same place Lenin himself did when in power -- into the rubbish
bin -- and admit that democracy and Bolshevik revolution do not
go together.
It is precisely these rationalisations for Bolshevism based on
"objective factors" which this section of the FAQ discusses and
refutes. However, it is important to stress that it was not
a case of the Bolshevik regime wanting to introduce communism
but, being isolated, ended up imposing state capitalism instead.
Indeed, the idea that "objective factors" caused the degeneration
of the revolution is only valid if and only if the Bolsheviks were
implementing socialist policies during the period immediately after
the October revolution. That was not the case. Rather than objective
factors undermining socialist policies, the facts of the matter are
that the Bolsheviks pursued a statist and (state) capitalist policy
from the start. As we discuss in the appendix on
"How did Bolshevik ideology contribute to the failure of the Revolution?" the likes of Lenin
explicitly argued for these policies as essential for building
socialism (or, at best, the preconditions of socialism) in Russia
and Bolshevik practice flowed from these comments. As we discuss
in more detail in the appendix on
"What happened during the Russian Revolution?", the Bolsheviks happily introduced
authoritarian and state capitalist policies from the start. Many
of the policies denounced as "Stalinist" by Leninists were being
advocated and implemented by Lenin in the spring of 1918, i.e.
before the start of the civil war and massive economic chaos.
In other words, the usual excuses for Bolshevik tyranny do not hold
much water, both factually and logically -- as this section of the
FAQ seeks to show.
And, ironically, the framework which Leninists use in this discussion
shows the importance of Bolshevik ideology and the key role it played
in the outcome of the revolution. After all, pro-Bolsheviks argue that
the "objective factors" forced the Bolsheviks to act as they did.
However, the proletariat is meant to be the "ruling class" in the
"dictatorship of the proletariat." As such, to argue that the
Bolsheviks were forced to act as they did due to circumstances means
to implicitly acknowledge that the party held power in Russia,
not the working class. That a ruling party could become a party
dictatorship is not that unsurprising. Nor that its vision of what
"socialism" was would be given preference over the desires of the
working class in whose name it ruled.
Ultimately, the discussion on why the Bolshevik party failed shows
the validity of Bakunin's critique of Marxism. As he put it:
"Nor can we comprehend talk of freedom of the proletariat or
true deliverance of the masses within the State and by the State.
State signifies domination, and all domination implies subjection
of the masses, and as a result, their exploitation to the
advantage of some governing minority.
"Not even as revolutionary transition will we countenance national
Conventions, nor Constituent Assemblies, nor provisional governments,
nor so called revolutionary dictatorships: because we are persuaded
that revolution is sincere, honest and real only among the masses
and that, whenever it is concentrated in the hands of a few
governing individuals, it inevitably and immediately turns into
reaction." [No Gods, No Masters, vol. 1, p. 160]
The degeneration of the Russian Revolution can be traced from when
the Bolsheviks seized power on behalf of the Russian working
class and peasantry. The state implies the delegation of power
and initiative into the hands of a few leaders who form the
"revolutionary government." Yet the power of any revolution, as
Bakunin recognised, derives from the decentralisation of power,
from the active participation of the masses in the collective
social movement and the direct action it generates. As soon as
this power passes out of the hands of the working class, the
revolution is doomed: the counter-revolution has begun and it
matters little that it is draped in a red flag. Hence anarchist
opposition to the state.
Sadly, many socialists have failed to recognise this. Hopefully this
section of our FAQ will show that the standard explanations of the
failure of the Russian revolution are, at their base, superficial
and will only ensure that history will repeat itself.
It is often asserted by Leninists that anarchists simply ignore
the "objective factors" facing the Bolsheviks when we discuss the
degeneration of the Russian Revolution. Thus, according to this
argument, anarchists present a basically idealistic analysis of
the failure of Bolshevism, one not rooted in the material
conditions facing (civil war, economic chaos, etc.) facing Lenin
and Trotsky.
According to one Trotskyist, anarchists "do not make the slightest
attempt at a serious analysis of the situation" and so "other
considerations, of a different, 'theoretical' nature, are to be
found in their works." Thus:
"Bureaucratic conceptions beget bureaucracy just as opium begets
sleep by virtue of its sleep-inducing properties. Trotsky was
wrong to explain the proliferation and rise of the bureaucracy
on the basis of the country's backwardness, low cultural level,
and the isolation of the revolution. No, what have rise to a
social phenomenon like Stalinism was a conception or idea . . .
it is ideas, or deviations from them, that determine the
character of revolutions. The most simplistic kind of
philosophical idealism has laid low historical materialism."
[Pierre Frank, "Introduction," Lenin and Trotsky, Kronstadt,
pp. 22-3]
Many other Trotskyists take a similar position (although
most would include the impact of the Civil War on the rise
of Bolshevik authoritarianism and the bureaucracy). Duncan
Hallas, for example, argues that the account of the Bolshevik
counter-revolution given in the Cohn-Bendit brothers' Obsolete
Communism is marked by a "complete omission of any consideration
of the circumstances in which they [Bolshevik decisions] took
place. The ravages of war and civil war, the ruin of Russian
industry, the actual disintegration of the Russian working
class: all of this, apparently, has no bearing on the outcome."
[Towards a Revolutionary Socialist Party, p. 41] Thus the
"degree to which workers can 'make their own history' depends
on the weight of objective factors bearing down on them . . .
To decide in any given circumstance the weight of the subjective
and objective factors demands a concrete analysis of the
balance of forces." The conditions in Russia meant that
the "subjective factor" of Bolshevik ideology "was reduced to
a choice between capitulation to the Whites or defending the
revolution with whatever means were at hands. Within these
limits Bolshevik policy was decisive. But it could not wish
away the limits and start with a clean sheet. It is a tribute
to the power of the Bolsheviks' politics and organisation that
they took the measures necessary and withstood the siege for
so long." [John Rees, "In Defence of October," pp. 3-82,
International Socialism, no. 52, p. 30]
So, it is argued, by ignoring the problems facing the Bolsheviks
and concentrating on their ideas, anarchists fail to understand
why the Bolsheviks acted as they did. Unsurprisingly anarchists
are not impressed with this argument. This is for a simple reason.
According to anarchist theory the "objective factors" facing
the Bolsheviks are to be expected in any revolution. Indeed,
the likes of Bakunin and Kropotkin predicted that a revolution
would face the very "objective factors" which Leninists use to
justify and rationalise Bolshevik actions (see
next section). As
such, to claim that anarchists ignore the "objective factors"
facing the Bolsheviks during the Russian Revolution is simply a
joke. How can anarchists be considered to ignore what they
consider to be the inevitable results of a revolution? Moreover,
these Bolshevik assertions ignore the fact that the anarchists
who wrote extensively about their experiences in Russia never
failed to note that difficult objective factors facing it.
Alexander Berkman in The Bolshevik Myth paints a clear picture
of the problems facing the revolution, as does Emma Goldman in
her My Disillusionment in Russia. This is not to mention
anarchists like Voline, Arshinov and Maximoff who took part in
the Revolution, experiencing the "objective factors" first hand
(and in the case of Voline and Arshinov, participating in the
Makhnovist movement which, facing the same factors, managed not
to act as the Bolsheviks did).
However, as the claim that anarchists ignore the "objective
circumstances" facing the Bolsheviks is relatively common, it
is important to refute it once and for all. This means that
while have we discussed this issue in association with Leninist
justifications for repressing the Kronstadt revolt (see
section 12 of the appendix
"What was the Kronstadt Rebellion?"),
it is worthwhile repeating them here. We are sorry for
the duplication.
Anarchists take it for granted that, to quote Bakunin, revolutions
"are not child's play" and that they mean "war, and that implies
the destruction of men and things." The "Social Revolution must
put an end to the old system of organisation based upon violence,
giving full liberty to the masses, groups, communes, and associations,
and likewise to individuals themselves, and destroying once and for
all the historic cause of all violences, the power and existence of
the State." This meant a revolution would be "spontaneous, chaotic,
and ruthless, always presupposes a vast destruction of property."
[The Political Philosophy of Bakunin, p. 372, p. 373, p. 380]
In other words:
"The way of the anarchist social revolution, which will come
from the people themselves, is an elemental force sweeping away
all obstacles. Later, from the depths of the popular soul, there
will spontaneously emerge the new creative forms of life."
[Bakunin on Anarchism, p. 325]
He took it for granted that counter-revolution would exist,
arguing that it was necessary to "constitute the federation
of insurgent associations, communes and provinces . . . to
organise a revolutionary force capable of defeating reaction"
and "for the purpose of self-defence." [Selected Writings,
p. 171]
It would, of course, be strange if this necessity for defence
and reconstruction would have little impact on the economic
conditions in the revolutionised society. The expropriation of
the means of production and the land by a free federation of
workers' associations would have an impact on the economy.
Kropotkin built upon Bakunin's arguments, stressing that a
social revolution would, by necessity, involve major
difficulties and harsh objective circumstances. It is
worth quoting one of his many discussions of this at
length:
"Suppose we have entered a revolutionary period, with or
without civil war -- it does not matter, -- a period when
old institutions are falling into ruins and new ones are
growing in their place. The movement may be limited to
one State, or spread over the world, -- it will have
nevertheless the same consequence: an immediate slackening
of individual enterprise all over Europe. Capital will
conceal itself, and hundreds of capitalists will prefer to
abandon their undertakings and go to watering-places
rather than abandon their unfixed capital in industrial
production. And we know how a restriction of production in
any one branch of industry affects many others, and these
in turn spread wider and wider the area of depression.
"Already, at this moment, millions of those who have created
all riches suffer from want of what must be considered
necessaries for the life of a civilised man. . . Let the
slightest commotion be felt in the industrial world, and it
will take the shape of a general stoppage of work. Let the
first attempt at expropriation be made, and the capitalist
production of our days will at once come to a stop, and
millions and millions of 'unemployed' will join the ranks
of those who are already unemployed now.
"More than that . . . The very first advance towards a
Socialist society will imply a thorough reorganisation of
industry as to what we have to produce. Socialism implies
. . . a transformation of industry so that it may be adapted
to the needs of the customer, not those of the profit-maker.
Many a branch of industry must disappear, or limits its
production; many a new one must develop. We are now producing
a great deal for export. But the export trade will be the
first to be reduced as soon as attempts at Social Revolution
are made anywhere in Europe . . .
"All that can be, and will be reorganised in time -- not
by the State, of course (why, then, not say by Providence?),
but by the workers themselves. But, in the meantime, the
worker . . . cannot wait for the gradual reorganisation of
industry. . .
"The great problem of how to supply the wants of millions
will thus start up at once in all its immensity. And the
necessity of finding an immediate solution for it is the
reason we consider that a step in the direction of
[libertarian] Communism will be imposed on the revolted
society -- not in the future, but as soon as it applies
its crowbar to the first stones of the capitalist edifice."
[Act for Yourselves, pp. 57-9]
As noted in
section 12 of the appendix on
"What was the Kronstadt Uprising?", the perspective was at the core
of Kropotkin's politics. His classic work Conquest of Bread
was based on this clear understanding of the nature of a
social revolution and the objective problems it will face.
As he put it, while a "political revolution can be
accomplished without shaking the foundations of industry"
a revolution "where the people lay hands upon property will
inevitably paralyse exchange and production . . . This point
cannot be too much insisted upon; the reorganisation of
industry on a new basis . . . cannot be accomplished in a
few days." Indeed, he considered it essential to "show how
tremendous this problem is." [The Conquest of Bread,
pp. 72-3]
Therefore, "[o]ne of the great difficulties in every Revolution
is the feeding of the large towns." This was because the "large
towns of modern times are centres of various industries that
are developed chiefly for the sake of the rich or for the
export trade" and these "two branches fail whenever any crisis
occurs, and the question then arises of how these great urban
agglomerations are to be fed." This crisis, rather than making
revolution impossible, spurred the creation of what Kropotkin
terms "the communist movement" in which "the Parisian proletariat
had already formed a conception of its class interests and had
found men to express them well." [Kropotkin, The Great French
Revolution, vol. II, p. 457 and p. 504]
As for self-defence, he reproached the authors of classic
syndicalist utopia How we shall bring about the Revolution
for "considerably attenuat[ing] the resistance that the Social
Revolution will probably meet with on its way." He stressed
that the "check of the attempt at Revolution in Russia has
shown us all the danger that may follow from an illusion of
this kind." ["preface," Emile Pataud and Emile Pouget, How
we shall bring about the Revolution, p. xxxvi]
It must, therefore, be stressed that the very "objective factors"
supporters of Bolshevism use to justify the actions of Lenin and
Trotsky were predicted correctly by anarchists decades before
hand. Indeed, rather than ignore them anarchists like Kropotkin
based their political and social ideas on these difficulties. As
such, it seems ironic for Leninists to attack anarchists for
allegedly ignoring these factors. It is even more ironic as these
very same Leninists are meant to know that any revolution will
involve these exact same "objective factors," something that Lenin
and other leading Bolsheviks acknowledged (see
next section).
Therefore, as noted, when anarchists like Emma Goldman and
Alexander Berkman arrived in Russia they were aware of the
problems it, like any revolution, would face. In the words
of Berkman, "what I saw and learned as in such crying contrast
with my hopes and expectations as to shake the very foundation
of my faith in the Bolsheviki. Not that I expected to find
Russia a proletarian Eldorado. By no means. I knew how great
the travail of a revolutionary period, how stupendous the
difficulties to be overcome. Russia was besieged on numerous
fronts; there was counter-revolution within and without; the
blockade was starving the country and denying even medical
aid to sick women and children. The people were exhausted by
long war and civil strive; industry was disorganised, the
railroads broken down. I fully realised the dire situation,
with Russia shedding her blood on the alter of the Revolution."
[The Bolshevik Myth, p. 329] Emma Goldman expressed similar
opinions. [My Disillusionment in Russia, pp. xlvii-xlix]
Unsurprisingly, therefore this extremely realistic
perspective can be found in their later works. Berkman,
for example, stressed that "when the social revolution
had become thoroughly organised and production is
functioning normally there will be enough for
everybody. But in the first stages of the revolution,
during the process of re-construction, we must take
care to supply the people the best we can, and
equally, which means rationing." This was because the
"first effect of the revolution is reduced production."
This would be initially due to the general strike which
is its "starting point." However, "[w]hen the social
revolution begins in any land, its foreign commerce
stops: the importation of raw materials and finished
products is suspended. The country may even be blockaded
by the bourgeois governments." In addition, he thought
it important not to suppress "small scale industries"
as they would be essential when "a country in revolution
is attacked by foreign governments, when it is blockaded
and deprived of imports, when its large-scale industries
threaten to break down or the railways do break down."
[ABC of Anarchism, p. 67, p. 74 p. 78-9 and p. 79]
He, of course, considered it essential that to counteract
isolation workers must understand "that their cause is
international" and that "the organisation of labour" must
develop "beyond national boundaries." However, "the
probability is not to be discounted that the revolution
may break out in one country sooner than in another" and
"in such a case it would become imperative . . . not to
wait for possible aid from outside, but immediately to
exert all her energies to help herself supply the most
essential needs of her people by her own efforts." [Op.
Cit., p. 78]
Emma Goldman, likewise, noted that it was "a tragic fact
that all revolutions have sprung from the loins of war.
Instead of translating the revolution into social gains
the people have usually been forced to defend themselves
against warring parties." "It seems," she noted, "nothing
great is born without pain and travail" as well as "the
imperative necessity of defending the Revolution." However,
in spite of these inevitable difficulties she point to
how the Spanish anarchists "have shown the first example
in history how Revolutions should be made" by "the
constructive work" of "socialising of the land, the
organisation of the industries." [Vision on Fire, p. 218,
p. 222 and p. 55-56]
These opinions were, as can be seen, to be expected from
revolutionary anarchists schooled in the ideas of Bakunin
and Kropotkin. Clearly, then, far from ignoring the "objective
factors" facing the Bolsheviks, anarchists have based their
politics around them. We have always argued that a social
revolution would face isolation, economic disruption and
civil war and have, for this reason, stressed the importance
of mass participation in order to overcome them. As such,
when Leninists argue that these inevitable "objective factors"
caused the degeneration of Bolshevism, anarchists simply reply
that if it cannot handle the inevitable then Bolshevism should
be avoided. Just as we would avoid a submarine which worked
perfectly well until it was placed in the sea or an umbrella
which only kept you dry when it was not raining.
Moreover, what is to be made of this Leninist argument against
anarchism? In fact, given the logic of their claims we have to
argument we have to draw the conclusion that the Leninists seem
to think a revolution could happen without civil war and
economic disruption. As such it suggests that the Leninists
have the "utopian" politics in this matter. After all, if
they argue that civil war is inevitable then how can they
blame the degeneration of the revolution on it? Simply put,
if Bolshevism cannot handle the inevitable it should be
avoided at all costs.
Ironically, as indicated in the
next section, we can find ample
arguments to refute the Trotskyist case against the anarchist
analysis in the works of leading Bolsheviks like Lenin, Trotsky
aand Bukharin. Indeed, their arguments provide a striking
confirmation of the anarchist position as they, like Kropotkin,
stress that difficult "objective factors" will face every
revolution. This means to use these factors to justify Bolshevik
authoritarianism simply results in proving that Bolshevism is
simply non-viable or that a liberatory social revolution is,
in fact, impossible (and, as a consequence, genuine socialism).
There are, of course, other reasons why the Leninist critique
of the anarchist position is false. The first is theoretical.
Simply put, the Leninist position is the crudest form of
economic determinism. Ideas do matter and, as Marx himself
stressed, can play a key in how a social process develops.
As we discuss in the appendix on
"How did Bolshevik ideology contribute to the failure of the Revolution?", Marxist ideology played a key
role in the degeneration of the revolution and in laying the
groundwork for the rise of Stalinism.
Ultimately, any Leninist defence of Bolshevism based purely
on stressing the "objective factor" implies that Bolshevik
ideology played no role in the decisions made by the party
leaders, that they simply operated on autopilot from October
1917 onwards. Yet, at the same time, they stress the importance
of Leninist ideology in ensuring the "victory" of the revolution.
They seek to have it both ways. However, as Samuel Farber puts it:
"determinism's characteristic and systemic failure is to understand
that what the masses of people do and think politically is as much
part of the process determining the outcome of history as are the
objective obstacles that most definitely limit peoples' choices."
[Before Stalinism, p. 198]
This is equally applicable when discussing the heads of a highly
centralised state who have effectively expropriated political,
economic and social power from the working class and are ruling
in their name. Unsurprisingly, rather than just select policies
at random the Bolshevik leadership pursued consistently before,
during and after the civil war policies which reflected their
ideology. Hence there was a preference in policies which
centralised power in the hands of a few (politically and
economically), that saw socialism as being defined by
nationalisation rather than self-management, that stressed
that role and power of the vanguard above that of the working
class, that saw class consciousness as being determined by
how much a worker agreed with the party leadership rather
than whether it expressed the actual needs and interests
of the class as a whole.
Then there is the empirical evidence against the Trotskyist
explanation.
As we indicate in section 3,
soviet democracy and workers'
power in the workplace was not undermined by the civil war.
Rather, the process had began before the civil war started and,
equally significantly, continued after its end in November 1920.
Moreover, the "gains" of October Trotskyists claim that Stalinism
destroyed were, in fact, long dead by 1921. Soviet democracy,
working class freedom of speech, association and assembly,
workers' self-management or control in the workplace, trade union
freedom, the ability to strike, and a host of other, elementary,
working class rights had been eliminated long before the end of
the civil war (indeed, often before it started) and, moreover,
the Bolsheviks did not lament this. Rather, "there is no evidence
indicating that Lenin or any mainstream Bolshevik leaders lamented
the loss of workers' control or of democracy in the soviets , or
at least referred to these losses as a retreat, as Lenin declared
with the replacement of War Communism by NEP in 1921." [Samuel
Farber, Op. Cit., p. 44]
And then there is the example of the Makhnovist movement. Operating
in the same "objective circumstances," facing the same "objective
factors," the Makhnovists did not implement the same policies as
the Bolsheviks. As we discussed in the appendix on
"Why does the Makhnovist movement show there is an alternative to
Bolshevism?", rather than undermine
soviet, soldier and workplace democracy and replace all with party
dictatorship, the Makhnovists applied these as fully as they could.
Now, if "objective factors" explain the actions of the Bolsheviks,
then why did the Makhnovists not pursue identical policies?
Simply put, the idea that Bolshevik policies did not impact on
the outcome of the revolution is a false assertion, as the
Makhnovists show. Beliefs are utopian if subjective ideas are
not grounded in objective reality. Anarchists hold that part
of the subjective conditions required before socialism can
exist is the existence of free exchange of ideas and working
class democracy (i.e. self-management). To believe that revolution
is possible without freedom, to believe those in power can, through
their best and genuine intentions, impose socialism from above,
as the Bolsheviks did, is indeed utopian. As the Bolsheviks proved.
The Makhnovists shows that the received wisdom is that there was
no alternative open to the Bolsheviks is false.
So while it cannot be denied that objective factors influenced how
certain Bolshevik policies were shaped and applied, the inspiration
of those policies came from Bolshevik ideology. An acorn will grow
and develop depending on the climate and location it finds itself
in, but regardless of the "objective factors" it will grow into
an oak tree. Similarly with the Russian revolution. While the
circumstances it faced influenced its growth, Bolshevik ideology
could not help but produce an authoritarian regime with no relationship
with real socialism.
In summary, anarchists do not ignore the objective factors
facing the Bolsheviks during the revolution. As indicated, we
predicted the problems they faced and developed our ideas to
counter them. As the example of the Makhnovists showed, our ideas
were more than adequate for the task. Unlike the Bolsheviks.
As noted in the
previous section Leninists tend to argue that
anarchists downplay (at best) or ignore (at worse) the "objective
factors" facing the Bolsheviks during the Russian Revolution. As
noted in the same section, this argument is simple false. For
anarchists have long expected the "objective factors" usually
used to explain the degeneration of the revolution.
However, there is more to it than that. Leninists claim to be
revolutionaries. They claim to know that revolutions face problems,
the civil war is inevitable and so forth. It therefore strikes
anarchists as being somewhat hypocritical for Leninists to blame
these very same "objective" but allegedly inevitable factors for
the failure of Bolshevism in Russia.
Ironically enough, Lenin and Trotsky agree with these anarchist
arguments. Looking at Trotsky, he dismissed the CNT's leaderships'
arguments in favour of collaborating with the bourgeois state:
"The leaders of the Spanish Federation of Labour (CNT) . . .
became, in the critical hour, bourgeois ministers. They explained
their open betrayal of the theory of anarchism by the pressure of
'exceptional circumstances.' But did not the leaders of the German
social democracy invoke, in their time, the same excuse? Naturally,
civil war is not a peaceful and ordinary but an 'exceptional
circumstance.' Every serious revolutionary organisation, however,
prepares precisely for 'exceptional circumstances' . . . We have
not the slightest intention of blaming the anarchists for not
having liquidated the state with the mere stroke of a pen. A
revolutionary party , even having seized power (of which the
anarchist leaders were incapable in spite of the heroism of the
anarchist workers), is still by no means the sovereign ruler of
society. But all the more severely do we blame the anarchist
theory, which seemed to be wholly suitable for times of peace,
but which had to be dropped rapidly as soon as the 'exceptional
circumstances' of the... revolution had begun. In the old days
there were certain generals - and probably are now - who
considered that the most harmful thing for an army was war.
Little better are those revolutionaries who complain that
revolution destroys their doctrine." [Stalinism and Bolshevism]
Thus to argue that the "exceptional circumstances" caused by the
civil war are the only root cause of the degeneration of the Russian
Revolution is a damning indictment of Bolshevism. After all, Lenin
did not argue in State and Revolution that the application of
soviet democracy was dependent only in "times of peace." Rather,
he stressed that they were for the "exceptional circumstance" of
revolution and the civil war he considered its inevitable consequence.
As such, we must note that Trotsky's followers do not apply this
critique to their own politics, which are also a form of the
"exceptional circumstances" excuse. Given how quickly Bolshevik
"principles" (as expressed in The State and Revolution) were
dropped, we can only assume that Bolshevik ideas are also suitable
purely for "times of peace" as well. As such, we must note the
irony of Leninist claims that "objective circumstances" explains
the failure of the Bolshevik revolution.
Saying that, we should not that Trotsky was not above using such
arguments himself (making later-day Trotskyists at least ideologically
consistent in their hypocrisy). In the same essay, for example, he
justifies the prohibition of other Soviet parties in terms of a
"measure of defence of the dictatorship in a backward and devastated
country, surrounded by enemies on all sides." In other words, an
appeal to the exceptional circumstances facing the Bolsheviks!
Perhaps unsurprisingly, his followers have tended to stress this
(contradictory) aspect of his argument rather than his comments
that those "who propose the abstraction of Soviets to the party
dictatorship should understand that only thanks to the party
dictatorship were the Soviets able to lift themselves out of the
mud of reformism and attain the state form of the proletariat. The
Bolshevik party achieved in the civil war the correct combination
of military art and Marxist politics." [Op. Cit.] Which, of course,
suggests that the prohibition of other parties had little impact
on levels of soviet "democracy" allowed under the Bolsheviks (see
section 6 of the appendix on
"What happened during the Russian Revolution?"for more on this).
This dismissal of the "exceptional circumstances" argument
did not originate with Trotsky. Lenin repeatedly stressed
that any revolution would face civil war and economic disruption.
In early January, 1918, he was pointing to "the incredibly
complications of war and economic ruin" in Russia and noting
that "the fact that Soviet power has been established . . . is
why civil war has acquired predominance in Russia at the present
time." [Collected Works, vol. 26, p. 453 and p. 459]
A few months later he states quite clearly that "it will never be
possible to build socialism at a time when everything is running
smoothly and tranquilly; it will never be possible to realise
socialism without the landowners and capitalists putting up a
furious resistance." He reiterated this point, acknowledging
that the "country is poor, the country is poverty-stricken,
and it is impossible just now to satisfy all demands; that is
why it is so difficult to build the new edifice in the midst
of disruption. But those who believe that socialism can be
built at a time of peace and tranquillity are profoundly mistake:
it will be everywhere built at a time of disruption, at a time
of famine. That is how it must be." [Op. Cit., vol. 27, p. 520
and p. 517]
As regards civil war, he noted that "not one of the great revolutions
of history has take place" without one and "without which not a
single serious Marxist has conceived the transition from capitalism
to socialism." Moreover, "there can be no civil war -- the inevitable
condition and concomitant of socialist revolution -- without
disruption." [Op. Cit., p. 496 and p. 497] He considered this
disruption as being applicable to advanced capitalist nations as
well:
"In Germany, state capitalism prevails, and therefore the
revolution in Germany will be a hundred times more devastating
and ruinous than in a petty-bourgeois country -- there, too,
there will be gigantic difficulties and tremendous chaos and
imbalance." [Op. Cit., vol. 28, p. 298]
And from June, 1918:
"We must be perfectly clear in our minds about the new disasters
that civil war brings for every country. The more cultured a
country is the more serious will be these disasters. Let us
picture to ourselves a country possessing machinery and
railways in which civil war is raging., and this civil war cuts
off communication between the various parts of the country.
Picture to yourselves the condition of regions which for decades
have been accustomed to living by the interchange of manufactured
goods and you will understand that every civil war brings forth
disasters." [Op. Cit., vol. 27, p. 463]
As we discuss in section 4,
the economic state of Germany
immediately after the end of the war suggests that Lenin had a
point. Simply put, the German economy was in a serious state of
devastation, a state equal to that of Russia during the equivalent
period of its revolution. If economic conditions made party
dictatorship inevitable in Bolshevik Russia (as pro-Leninists
argue) it would mean that soviet democracy and revolution cannot
go together.
Lenin reiterated this point again and again. He argued that "we
see famine not only in Russia, but in the most cultured, advanced
countries, like Germany . . . it is spread over a longer period
than in Russia, but it is famine nevertheless, still more severe
and painful than here." In fact, "today even the richest countries
are experiencing unprecedented food shortages and that the
overwhelming majority of the working masses are suffering
incredible torture." [Op. Cit., vol. 27, p. 460 and p. 461]
Lenin, unlike many of his latter day followers, did not consider
these grim objective conditions are making revolution impossible.
Rather, for him, there was "no other way out of this war" which
is causing the problems "except revolution, except civil war
. . . a war which always accompanies not only great revolutions
but every serious revolution in history." He continued by arguing
that we "must be perfectly clear in our minds about the new
disasters that civil war brings for every country. The more
cultured a country is the more serious will be these disasters.
Let us picture to ourselves a country possessing machinery and
railways in which civil war is raging, and this civil war cuts
communication between the various parts of the country. Picture
to yourselves the condition of regions which for decades have
been accustomed to living by interchange of manufactured goods
and you will understand that every civil war brings fresh
disasters." [Op. Cit., p. 463] The similarities to Kropotkin's
arguments made three decades previously are clear (see
section 1 for details).
Indeed, he mocked those who would argue that revolution could
occur with "exceptional circumstances":
"A revolutionary would not 'agree' to a proletarian revolution
only 'on the condition' that it proceeds easily and smoothly,
that there is, from the outset, combined action on the part
of proletarians of different countries, that there are
guarantees against defeats, that the road of the revolution is
broad, free and straight, that it will not be necessary during
the march to victory to sustain the heaviest casualties, to
'bide one's time in a besieged fortress,' or to make one's
way along extremely narrow, impassable, winding and dangerous
mountain tracks. Such a person is no revolutionary."
[Selected Works, vol. 2, p. 709]
He then turned his fire on those who failed to recognise the
problems facing a revolution and instead simply blamed the
Bolsheviks:
"The revolution engendered by the war cannot avoid the terrible
difficulties and suffering bequeathed it by the prolonged,
ruinous, reactionary slaughter of the nations. To blame us
for the 'destruction' of industry, or for the 'terror', is
either hypocrisy or dull-witted pedantry; it reveals an
inability to understand the basic conditions of the fierce
class struggle, raised to the highest degree of intensity,
that is called revolution." [Op. Cit., pp. 709-10]
Thus industrial collapse and terrible difficulties would face
any revolution. It goes without saying that if it was "hypocrisy"
to blame Bolshevik politics for these problems, it would be the
same to blame these problems for Bolshevik politics. As Lenin
noted, "in revolutionary epochs the class struggle has always,
inevitably, and in every country, assumed the form of
civil war, and civil war is inconceivable without the
severest destruction, terror and the restriction of formal
democracy in the interests of this war." Moreover, "[w]e know
that fierce resistance to the socialist revolution on the part
of the bourgeoisie is inevitable in all countries, and
that this resistance will grow with the growth of the
revolution." [Op. Cit., p. 710 and p. 712] To blame the
inevitable problems of a revolution for the failings of
Bolshevism suggests that Bolshevism is simply not suitable
for revolutionary situations.
At the 1920 Comintern Congress Lenin lambasted a German socialist
who argued against revolution because "Germany was so weakened by
the War" that if it had been "blockaded again the misery of the
German masses would have been even more dreadful." Dismissing this
argument, Lenin argued as follows:
"A revolution . . . can be made only if it does not worsen the
workers' conditions 'too much.' Is it permissible, in a communist
party, to speak in a tone like this, I ask? This is the language
of counter-revolution. The standard of living in Russia is
undoubtedly lower than in Germany, and when we established the
dictatorship, this led to the workers beginning to go more
hungry and to their conditions becoming even worse. The workers'
victory cannot be achieved without sacrificing, without a
temporary deterioration of their conditions. . . If the German
workers now want to work for the revolution, they must make
sacrifices and not be afraid to do so . . . The labour aristocracy,
which is afraid of sacrifices, afraid of 'too great' impoverishment
during the revolutionary struggle, cannot belong to the party.
Otherwise the dictatorship is impossible, especially in western
European countries." [Proceedings and Documents of the Second
Congress 1920, pp. 382-3]
In 1921 he repeated this, arguing that "every revolution entails
enormous sacrifice on the part of the class making it. . . The
dictatorship of the proletariat in Russia has entailed for the
ruling class -- the proletariat -- sacrifices, want and privation
unprecedented in history, and the case will, in all probability,
be the same in every other country." [Collected Works, vol. 32,
p. 488] Thus Lenin is on record as saying these "objective factors"
will always be the circumstances facing a socialist revolution.
Indeed, in November 1922 he stated that "Soviet rule in Russia is
celebrating its fifth anniversary, It is now sounder than ever."
[Op. Cit., vol. 33, p. 417]
All of which must be deeply embarrassing to Leninists. After all,
here is Lenin arguing that the factors Leninist's list as being
responsible for the degeneration of the Russian Revolution were
inevitable side effects of any revolution!
Nor was this perspective limited to Lenin. The inevitability of
economic collapse being associated with a revolution was not
lost on Trotsky either (see
section 12 of the appendix on
"What was the Kronstadt Rebellion?"). Nikolai Bukharin
even wrote the (infamous) The Economics of the Transition
Period to make theoretical sense of (i.e. rationalise and
justify) the party's changing policies and their social
consequences since 1918 in terms of the inevitability of
bad "objective factors" facing the revolution. While some
Leninists like to paint Bukharin's book (like most Bolshevik
ideas of the time) as "making a virtue out of necessity,"
Bukharin (like the rest of the Bolshevik leadership) did not.
As one commentator notes, Bukharin "belive[d] that he was
formulating universal laws of proletarian revolution." [Stephan
F. Cohen, In Praise of War Communism: Bukharin's The
Economics of the Transition Period, p. 195]
Bukharin listed four "real costs of revolution," namely "the
physical destruction or deterioration of material and living elements
of production, the atomisation of these elements and of sectors
of the economy, and the need for unproductive consumption (civil
war materials, etc.). These costs were interrelated and followed
sequentially. Collectively they resulted in 'the curtailment of
the process of reproduction' (and 'negative expanded reproduction')
and Bukharin's main conclusion: 'the production "anarchy" . . . ,
"the revolutionary disintegration of industry," is an historically
inevitable stage which no amount of lamentation will prevent.'"
This was part of a general argument and his "point was that great
revolutions were always accompanied by destructive civil wars . . .
But he was more intent on proving that a proletarian revolution
resulted in an even greater temporary fall in production than did
its bourgeois counterpart." To do this he formulated the "costs of
revolution" as "a law of revolution." [Op. Cit., pp. 195-6 and
p. 195]
Cohen notes that while this "may appear to have been an obvious
point, but it apparently came as something of a revelation to
many Bolsheviks. It directly opposed the prevailing Social
Democratic assumption that the transition to socialism would
be relatively painless . . . Profound or not, Bolsheviks
generally came to accept the 'law' and to regard it as a
significant discovery by Bukharin." [Op. Cit., p. 196] To
quote Bukharin:
"during the transition period the labour apparatus of society
inevitably disintegrates, that reorganisation presupposes
disorganisation, and that there the temporary collapse of
productive forces is a law inherent to revolution." [quoted
by Cohen, Op. Cit., p. 196]
It would appear that this "obvious point" would still come
"as something of a revelation to many Bolsheviks" today!
Significantly, of course, Kropotkin had formulated this
law decades previously! How the Bolsheviks sought to cope
with this inevitable law is what signifies the difference
between anarchism and Leninism. Simply put, Bukharin endorsed
the coercive measures of war communism as the means to go
forward to socialism. As Cohen summarises, "force and coercion
. . . were the means by which equilibrium was to be forged out
of disequilibrium." [Op. Cit., p. 198] Given that Bukharin
argued that a workers' state, by definition, could not exploit
the workers, he opened up the possibility for rationalising
all sorts of abuses as well as condoning numerous evils
because they were "progressive." Nor was Bukharin alone
in this, as Lenin and Trotsky came out with similar nonsense.
It should be noted that Lenin showed "ecstatic praise for the
most 'war communist' sections" of Bukharin's work. "Almost
every passage," Cohen notes, "on the role of the new state,
statisation in general, militarisation and mobilisation met
with 'very good,' often in three languages, . . . Most
striking, Lenin's greatest enthusiasm was reserved for the
chapter on the role of coercion . . . at the end [of which]
he wrote, 'Now this chapter is superb!'" [Op. Cit., pp. 202-3]
Compare this to Kropotkin's comment that the "revolutionary
tribunal and the guillotine could not make up for the lack
of a constructive communist theory." [The Great French
Revolution, vol. II, p. 519]
Ultimately, claims that "objective factors" caused the
degeneration of the revolution are mostly attempts to
let the Bolsheviks of the hook for Stalinism. This approach
was started by Trotsky and continued to this day. Anarchists,
unsurprisingly, do not think much of these explanations. For
anarchists, the list of "objective factors" listed to explain
the degeneration of the revolution are simply a list of factors
every revolution would (and has) faced -- as Lenin, Bukharin
and Trotsky all admitted at the time!
So we have the strange paradox of Leninists dismissing and
ignoring the arguments of their ideological gurus. For Trotsky,
just as for Lenin, it was a truism that revolutionary politics
had to handle "objective" factors and "exceptional circumstances."
And for both, they thought they had during the Russian revolution.
Yet for their followers, these explain the failure of Bolshevism.
Tony Cliff, one of Trotsky's less orthodox followers, gives us
a means of understanding this strange paradox. Discussing the
Platform of the United Opposition he notes that it "also
suffered from the inheritance of the exceptional conditions
of the civil war, when the one-party system was transformed
from a necessity into a virtue." [Trotsky, vol. 3, pp. 248-9]
Clearly, "exceptional circumstances" explain nothing and are
simply an excuse for bad politics while "exceptional conditions"
explain everything and defeat even the best politics!
As such, it seems to us extremely ironic that Leninists blame
the civil war for the failure of the revolution as they
continually raise the inevitability of civil war in a
revolution to attack anarchism (see
section H.2.1 for an
example). Did Lenin not explain in State and Revolution
that his "workers' state" was designed to defend the revolution
and suppress capitalist resistance? If it cannot do its
proclaimed task then, clearly, it is a flawed theory.
Ultimately, if "civil war" and the other factors listed by
Leninists (but considered inevitable by Lenin) preclude the
implementation of the radical democracy Lenin argued for
in 1917 as the means to suppress the resistance of the
capitalists then his followers should come clean and say
that that work has no bearing on their vision of revolution.
Therefore, given that the usual argument for the "dictatorship
of the proletariat" is that it is required to repress
counter-revolution, it seems somewhat ironic that the event
it was said to be designed for (i.e. revolution) should be
responsible for its degeneration!
As such, anarchists tend to think these sorts of explanations
of Bolshevik dictatorship are incredulous. After all, as
revolutionaries the people who expound these "explanations"
are meant to know that civil war, imperialist invasion and
blockade, economic disruption, and a host of other "extremely
difficult circumstances" are part and parcel of a revolution.
They seem to be saying, "if only the ruling class had not
acted as our political ideology predicts they would then the
Bolshevik revolution would have been fine"! As Bertrand Russell
argued after his trip to Soviet Russia, while since October
1917 "the Soviet Government has been at war with almost all
the world, and has at the same time to face civil war at
home" this was "not to be regarded as accidental, or as a
misfortune which could not be foreseen. According to Marxian
theory, what has happened was bound to happen." [The Theory
and Practice of Bolshevism, p. 103]
In summary, anarchists are not at all convinced by the claims
that "objective factors" can explain the failure of the Russian
Revolution. After all, according to Lenin and Trotsky these
factors were to be expected in any revolution -- civil war
and invasion, economic collapse and so forth were not restricted
to the Russian revolution. That is why they say they want a
"dictatorship of the proletariat," to defend against
counter-revolution (see
section H.3.8 on how, once in power,
Lenin and Trotsky revised this position). Now, if Bolshevism
cannot handle what it says is inevitable, then it should be
avoided. To use an analogy:
Bolshevik: "Join with us, we have a great umbrella which will
keep us dry."
Anarchist: "Last time it was used, it did not work. We all got
soaked!"
Bolshevik: "But what our anarchist friend fails to mention is
that it was raining at the time!"
Not very convincing! Yet, sadly, this is the logic of the common
Leninist justification of Bolshevik authoritarianism during the
Russian Revolution.
3 Can the civil war explain the failure of Bolshevism?
One of the most common assertions against the anarchists case
against Bolshevism is that while we condemn the Bolsheviks,
we fail to mention the civil war and the wars of intervention.
Indeed, for most Leninists the civil war is usually considered
the key event in the development of Bolshevism, explaining and
justifying all anti-socialist acts conducted by them after they
seized power.
For anarchists, such an argument is flawed on two levels, namely
logical and factual. The logical flaw is that Leninist argue
that civil war is inevitable after a revolution. They maintain,
correctly, that it is unlikely that the ruling class will
disappear without a fight. Then they turn round and complain that
because the ruling class did what the Marxists predicted, the
Russian Revolution failed! And they (incorrectly) harp on about
anarchists ignoring civil war (see
section H.2.1).
So, obviously, this line of defence is nonsense. If civil war is
inevitable, then it cannot be used to justify the failure of the
Bolshevism. Marxists simply want to have their cake and eat it to.
You simply cannot argue that civil war is inevitable and then blame
it for the failure of the Russian Revolution.
The other flaw in this defence of Bolshevism is the factual one,
namely the awkward fact that Bolshevik authoritarianism started
before the civil war broke out. Simply put, it is difficult to
blame a course of actions on an event which had not started yet.
Moreover, Bolshevik authoritarianism increased after the civil
war finished. This, incidentally, caused anarchists like Alexander
Berkman to re-evaluate their support for Bolshevism. As he put it,
"I would not concede the appalling truth. Still the hope persisted
that the Bolsheviki, though absolutely wrong in principle and
practice, yet grimly held on to some shreds of the revolutionary
banner. 'Allied interference,' 'the blockade and civil war,' 'the
necessity of the transitory stage' -- thus I sought to placate
my outraged conscience . . . At last the fronts were liquidated,
civil war ended, and the country at peace. But Communist policies
did not change. On the contrary . . . The party groaned under the
unbearable yoke of the Party dictatorship. . . . Then came
Kronstadt and its simultaneous echoes throughout the land . . .
Kronstadt was crushed as ruthlessly as Thiers and Gallifet
slaughtered the Paris Communards. And with Kronstadt the entire
country and its last hope. With it also my faith in the
Bolsheviki." [The Bolshevik Myth, p. 331]
If Berkman had been in Russia in 1918, he may have realised that
the Bolshevik tyranny during the civil war (which climaxed, post
civil war, with the attack on Kronstadt -- see the appendix on
"What was the Kronstadt Rebellion?" for
more on the Kronstadt rebellion) was not at odds with their
pre-civil war activities to maintain their power. The simple
fact is that Bolshevik authoritarianism was not caused by the
pressures of the civil war, rather they started before then. All
the civil war did was strengthen certain aspects of Bolshevik
ideology and practice which had existed from the start (see
the appendix on "How did Bolshevik ideology contribute to the failure of the Revolution?").
While we discuss the Russian Revolution in more detail in
the appendix on "What happened during the Russian Revolution?", it is
useful to summarise the Bolshevik attacks
on working class power and autonomy before the civil war broke
out (i.e. before the end of May 1918).
The most important development during this period was the
suppression of soviet democracy and basic freedoms. As
we discuss in section 6 of
the appendix on "What happened during the Russian Revolution?",
the Bolsheviks pursued a
policy of systematically undermining soviet democracy
from the moment they seized power. The first act was the
creation of a Bolshevik government over the soviets, so
marginalising the very organs they claimed ruled in Russia.
The process was repeated in the local soviets, with the
executive committees holding real power while the plenary
sessions become infrequent and of little consequence.
Come the spring of 1918, faced with growing working class
opposition they started to delay soviet elections. When
finally forced to hold elections, the Bolsheviks responded
in two ways to maintain their power. Either they gerrymandered
the soviets, packing them with representatives of Bolshevik
dominated organisation or they simply disbanded them by
force if they lost the soviet elections (and repressed by
force any protests against this). This was the situation
at the grassroots. At the summit of the soviet system,
the Bolsheviks simply marginalised the Central Executive
Committee of the soviets. Real power was held by the
Bolshevik government. The power of the soviets had simply
become a fig-leaf for a "soviet power" -- the handful of
Bolsheviks who made up the government and the party's
central committee.
It should be stressed that the Bolshevik assault on the soviets
occurred in March, April and May 1918. That is, before the
Czech uprising and the onset of full-scale civil war. So, to
generalise, it cannot be said that it was the Bolshevik party
that alone whole-heartedly supported Soviet power. The facts
are that the Bolsheviks only supported "Soviet power" when the
soviets were Bolshevik. As recognised by the left-Menshevik
Martov, who argued that the Bolsheviks loved Soviets only when
they were "in the hands of the Bolshevik party." [quoted by
Getzler, Martov, p. 174] If the workers voted for others,
"soviet power" was quickly replaced by party power (the real
aim). The Bolsheviks had consolidated their position in early
1918, turning the Soviet State into a de facto one party state
by gerrymandering and disbanding of soviets before the start of
the Civil War.
Given this legacy of repression, Leninist Tony Cliff's assertion
that it was only "under the iron pressure of the civil war [that]
the Bolshevik leaders were forced to move, as the price of survival,
to a one-party system" needs serious revising. Similarly, his
comment that the "civil war undermined the operation of the
local soviets" is equally inaccurate, as his is claim that "for
some time -- i.e. until the armed uprising of the Czechoslovak
Legion -- the Mensheviks were not much hampered in their
propaganda work." Simply put, Cliff's statement that "it was
about a year after the October Revolution before an actual
monopoly of political power was held by one party" is false.
Such a monopoly existed before the start of the civil war,
with extensive political repression existing before the
uprising of the Czechoslovak Legion which began it. There
was a de facto one-party state by the spring of 1918.
[Lenin, vol. 3, p. 163, p. 150, p. 167 and p. 172]
The suppression of Soviet democracy reached it logical conclusion
in 1921 when the Kronsdadt soviet, heart of the 1917 revolution, was
stormed by Bolshevik forces, its leaders executed or forced into
exile and the rank and file imprisoned, and scattered all over the
USSR. Soviet democracy was not just an issue of debate but one many
workers died in fighting for. As can be seen, similar events to
those at Kronstadt had occurred three years previously.
Before turning to other Bolshevik attacks on working class power
and freedom, we need to address one issue. It will be proclaimed
that the Mensheviks (and SRs) were "counter-revolutionaries" and
so Bolshevik actions against them were justified. However, the
Bolsheviks' started to suppress opposition soviets before the
civil war broke out, so at the time neither group could be called
"counter-revolutionary" in any meaningful sense of the word. The
Civil War started on the 25th of May and the SRs and Mensheviks
were expelled from the Soviets on the 14th of June. While the
Bolsheviks "offered some formidable fictions to justify the
expulsions" there was "of course no substance in the charge
that the Mensheviks had been mixed in counter-revolutionary
activities on the Don, in the Urals, in Siberia, with the
Czechoslovaks, or that they had joined the worst Black Hundreds."
[Getzler, Op. Cit., p. 181] The charge that the Mensheviks
"were active supporters of intervention and of counter-revolution"
was "untrue . . . and the Communists, if they ever believed it,
never succeeded in establishing it." [Schapiro, Op. Cit., p. 193]
The Bolsheviks expelled the Mensheviks in the context of political
loses before the Civil War. As Getzler notes the Bolsheviks "drove
them underground, just on the eve of the elections to the Fifth
Congress of Soviets in which the Mensheviks were expected to make
significant gains." [Op. Cit., p. 181]
Attacks on working class freedoms and democracy were not limited
to the soviets. As well as the gerrymandering and disbanding of
soviets, the Bolsheviks had already presented economic visions
much at odds with what most people consider as fundamentally
socialist. Lenin, in April 1918, was arguing for one-man
management and "[o]bedience, and unquestioning obedience at
that, during work to the one-man decisions of Soviet directors,
of the dictators elected or appointed by Soviet institutions,
vested with dictatorial powers." [Six Theses on the Immediate
Tasks of the Soviet Government, p. 44] His support for a new
form of wage slavery involved granting state appointed "individual
executives dictatorial powers (or 'unlimited' powers)." Large-scale
industry ("the foundation of socialism") required "thousands
subordinating their will to the will of one," and so the revolution
"demands" that "the people unquestioningly obey the single will
of the leaders of labour." Lenin's "superior forms of labour
discipline" were simply hyper-developed capitalist forms. The
role of workers in production was the same, but with a novel
twist, namely "unquestioning obedience to the orders of individual
representatives of the Soviet government during the work." [Lenin,
Selected Writings, vol. 2, p. 610, p. 611, p. 612]
This simply replaced private capitalism with state
capitalism. "In the shops where one-man management
(Lenin's own preference) replaced collegial management,"
notes Diane Koenker, "workers faced the same kinds of
authoritarian management they thought existed only under
capitalism." [Labour Relations in Socialist Russia,
p. 177] If, as many Leninists claim, one-man management
was a key factor in the rise of Stalinism and/or
"state-capitalism" in Russia, then, clearly, Lenin's
input in these developments cannot be ignored. After
advocating "one-man management" and "state capitalism"
in early 1918, he remained a firm supporter of them.
In the light of this it is bizarre that some later day
Leninists claim that the Bolsheviks only introduced one-man
management because of the Civil War. Clearly, this was not
the case. It was this period (before the civil war) that saw
Lenin advocate and start to take the control of the economy
out of the hands of the workers and placed into the hands of
the Bolshevik party and the state bureaucracy.
Needless to say, the Bolshevik undermining of the factory
committee movement and, consequently, genuine worker's
self-management of production in favour of state capitalism
cannot be gone into great depth here (see the appendix on "What happened during the Russian Revolution?",
for a
fuller discussion). Suffice to say, the factory committees
were deliberately submerged in the trade unions and state
control replaced workers' control. This involved practising
one-man management and, as Lenin put in at the start of May
1918, "our task is to study the state capitalism of the
Germans, to spare no effort in copying it and not to shrink
from adopting dictatorial methods to hasten the copying of
it." He stressed that this was no new idea, rather he "gave
it before the Bolsheviks seized power." [Selected Writings,
vol. 2, p. 635 and p. 636]
It will be objected that Lenin advocated "workers' control."
This is true, but a "workers' control" of a very limited
nature. As we discuss in
section H.3.14, rather than seeing
"workers' control" as workers managing production directly,
he always saw it in terms of workers' "controlling" those who
did and his views on this matter were radically different
to those of the factory committees. This is not all, as
Lenin always placed his ideas in a statist context -- rather
than base socialist reconstruction on working class
self-organisation from below, the Bolsheviks started "to
build, from the top, its 'unified administration'" based on
central bodies created by the Tsarist government in 1915 and
1916. [Maurice Brinton, The Bolsheviks and Workers' Control,
p. 36] The institutional framework of capitalism would
be utilised as the principal (almost exclusive) instruments
of "socialist" transformation. Lenin's support for "one-man
management" must be seen in this context, namely his
vision of "socialism."
Bolshevik advocating and implementing of "one-man management" was
not limited to the workplace. On March 30th Trotsky, as Commissar
of Military Affairs, set about reorganising the army. The death
penalty for disobedience under fire was reintroduced, as was
saluting officers, special forms of address, separate living
quarters and privileges for officers. Officers were no longer
elected. Trotsky made it clear: "The elective basis is politically
pointless and technically inexpedient and has already been set
aside by decree." [quoted by Brinton, Op. Cit., pp. 37-8] The
soldiers were given no say in their fate, as per bourgeois armies.
Lenin's proposals also struck at the heart of workers' power
in other ways. For example, he argued that "we must raise the
question of piece-work and apply it . . . in practice." [The
Immediate Tasks Of The Soviet Government, p. 23] As Leninist
Tony Cliff (of all people) noted, "the employers have at
their disposal a number of effective methods of disrupting th[e]
unity [of workers as a class]. Once of the most important of these
is the fostering of competition between workers by means of
piece-work systems." He notes that these were used by the Nazis
and the Stalinists "for the same purpose." [State Capitalism in
Russia, pp. 18-9] Obviously piece-work is different when Lenin
introduces it!
Finally, there is the question of general political freedom. It
goes without saying that the Bolsheviks suppressed freedom of
the press (for left-wing opposition groups as well as capitalist
ones). It was also in this time period that the Bolsheviks first
used the secret police to attack opposition groups. Unsurprisingly,
this was not directed against the right. The anarchists in Moscow
were attacked on the night of April 11-12, with armed detachments
of the Cheka raiding 26 anarchist centres, killing or wounding 40
and jailing 500. Shortly afterwards the Cheka carried out similar
raids in Petrograd and in the provinces. In May Burevestnik,
Anarkhiia, Golos Truda and other leading anarchist periodicals
closed down. [Paul Avrich, The Russian Anarchists, pp. 184-5]
It must surely be a coincidence that there had been a "continued
growth of anarchist influence among unskilled workers" after
the October revolution and, equally coincidentally, that "[b]y
the spring of 1918, very little was heard from the anarchists in
Petrograd." [David Mandel, The Petrograd Workers and the Soviet
Seizure of Power, p. 357]
All this before the Trotsky provoked revolt of the Czech legion
at the end of May, 1918, and the consequent "democratic
counter-revolution" in favour of the Constituent Assembly (which
the right-Socialist Revolutionaries led). This, to repeat, was
months before the rise of the White Armies and Allied intervention.
In summary, it was before large-scale civil war took place,
in an interval of relative peace, that we see the introduction of
most of the measures Leninists now try and pretend were
necessitated by the Civil War itself.
So if anarchists appear to "downplay" the effects of the civil war
it is not because we ignore. We simply recognise that if you think
it is inevitable, you cannot blame it for the actions of the
Bolsheviks. Moreover, when the Bolsheviks eliminated military
democracy, undermined the factory committees, started to disband
soviets elected with the "wrong" majority, repress the anarchists
and other left-wing opposition groups, and so on, the civil war
had not started yet. So the rot had started before civil war
(and consequent White Terror) and "imperialist intervention"
started. Given that Lenin said that civil war was inevitable,
blaming the inevitable (which had not even started yet!) for
the failure of Bolshevism is not very convincing.
This factual problem with the "civil war caused Bolshevik
authoritarianism" is the best answer to it. If the Bolsheviks
pursued authoritarian policies before the civil war started,
it is hard to justify their actions in terms of something that
had not started yet. This explains why some Leninists have
tried to muddy the waters somewhat by obscuring when the
civil war started. For example, John Rees states that "[m]ost
historians treat the revolution and the civil war as separate
processes" yet "[i]n reality they were one." He presents a
catalogue of "armed resistance to the revolution," including
such "precursors of civil war before the revolution" as the
suppression after the July days and the Kornilov revolt in 1917.
[John Rees, "In Defence of October," pp. 3-82, International
Socialism, no. 52, p. 31-2]
Ironically, Rees fails to see how this blurring of when the
civil war started actually harms Leninism. After all, most
historians place the start of the civil war when the Czech
legion revolted because it marked large-scale conflict
between armies. It is one thing to say that authoritarianism
was caused by large-scale conflict, another to say any form
of conflict caused it. Simply put, if the Bolshevik state could
not handle relatively minor forms of counter-revolution then
where does that leave Lenin's State and Revolution? So while
the period from October to May of 1918 was not trouble free,
it was not one where the survival of the new regime looked
to be seriously threatened as it was after that, particularly
in 1919 and 1920. Thus "civil war" will be used, as it is
commonly done, to refer to the period from the Czech revolt
(late May 1918) to the final defeat of Wrangel (November 1920).
So, the period from October to May of 1918, while not trouble
free, was not one where the survival of the new regime looked
to be seriously threatened as it was to be in 1919 and 1920.
This means attempts to push the start of the civil war back
to October 1917 (or even earlier) simply weakens the Leninist
argument. It still leaves the major problem for the "blame it
on the civil war" Leninists, namely to explain why the months
before May of 1918 saw soviets being closed down, the start
of the suppression of the factory committees, restrictions on
freedom of speech and association, plus the repression of
opposition groups (like the anarchists). Either any level of
"civil war" makes Lenin's State and Revolution redundant or
the source of Bolshevik authoritarianism must be found elsewhere.
That covers the period before the start of the civil war.
we now turn to the period after it finished. Here we find
the same problem, namely an increase of authoritarianism
even after the proclaimed cause for it (civil war) had ended.
After the White General Wrangel was forced back into the Crimea,
he had to evacuate his forced to Constantinople in November 1920.
With this defeat the Russian civil war had come to an end. Those
familiar with the history of the revolution will realise that
it was some 4 months later that yet another massive strike wave
occurred, the Kronstadt revolt took place and the 10th Party
Congress banned the existence of factions within the Bolshevik
party itself. The repression of the strikes and Kronstadt revolt
effectively destroying hope for mass pressure for change from
below and the latter closing off the very last "legal" door for
those who opposed the regime from the left.
It could be argued that the Bolsheviks were still fighting peasant
insurrections and strikes across the country, but this has
everything to do with Bolshevik policies and could only be
considered "counter-revolutionary" if you think the Bolsheviks
had a monopoly of what socialism and revolution meant. In the
case of the Makhnovists in the Ukraine, the Bolsheviks started
that conflict by betraying them once Wrangel had been defeated.
As such, any resistance to Bolshevik rule by the working class
and peasantry of Russia indicated the lack of democracy within
the country rather than some sort of "counter-revolutionary"
conflict.
So even the end of the Civil War causes problems for this
defence of the Bolsheviks. Simply put, with the defeat of
the Whites it would be expected that some return to democratic
norms would happen. It did not, in fact the reverse happened.
Factions were banned, even the smallest forms of opposition
was finally eliminated from both the party and society as a
whole. Those opposition groups and parties which had been
tolerated during the civil war were finally smashed. Popular
revolts for reform, such as the Kronstadt rebellion and the
strike wave which inspired it, were put down by force (see
"What was the Kronstadt Rebellion?" on
these events). No form of opposition was
tolerated, no freedom allowed. If civil war was the cause
of Bolshevik authoritarianism, it seems strange that it got
worse after it was finished.
So, to conclude. Bolshevik authoritarianism did not begun with
the start of the civil war. Anti-socialist policies were being
implemented before it started. Similarly, these policies did
not stop when the civil war ended, indeed the reverse happened.
This, then, is the main factual problem with the "blame the civil
war" approach. Much of the worst of the suppression of working
class democracy either happened before the Civil War started
or after it had finished.
As we discuss in
"How did Bolshevik ideology contribute to the failure of the Revolution?", the root causes for Bolshevik
authoritarian post-October was Bolshevik ideology combined with
state power. After all, how "democratic" is it to give all power
to the Bolshevik party central committee? Surely socialism
involves more than voting for a new government? Is it not about
mass participation, the kind of participation centralised
government precludes and Bolshevism fears as being influenced
by "bourgeois ideology"? In such circumstances, moving from party
rule to party dictatorship is not such leap.
That "civil war" cannot explain what happened can be shown by a
counter-example which effectively shows that civil war did not
inevitably mean party dictatorship over a state capitalist
economy (and protesting workers and peasants!). The Makhnovists
(an anarchist influenced partisan army) managed to defend the
revolution and encourage soviet democracy, freedom of speech,
and so on, while doing so (see the appendix "Why does the Makhnovist movement show there is an alternative to
Bolshevism?" discusses the Makhnovists
in some detail). In fact, the Bolsheviks tried to ban their
soviet congresses. Which, of course, does not really fit in
with the Bolsheviks being forced to be anti-democratic due to
the pressures of civil war.
So, in summary, civil war and imperialist intervention cannot be
blamed for Bolshevik authoritarianism simply because the latter
had started before the former existed. Moreover, the example of
the Makhnovists suggests that Bolshevik policies during the civil
war were also not driven purely by the need for survival. As
Kropotkin argued at the time, "all foreign armed intervention
necessarily strengthens the dictatorial tendencies of the
government . . . The evils inherent in a party dictatorship
have been accentuated by the conditions of war in which this
party maintains its power. This state of war has been the pretext
for strengthening dictatorial methods which centralise the control
of every detail of life in the hands of the government, with the
effect of stopping an immense part of the ordinary activity of
the country. The evils natural to state communism have been
increased ten-fold under the pretext that all our misery is
due to foreign intervention." [Kropotkin's Revolutionary
Pamphlets, p. 253]
In other words, while the civil war may have increased Bolshevik
authoritarianism, it did not create it nor did it end with the
ending of hostilities.
4 Did economic collapse and isolation destroy the revolution?
One of the most common explanations for the failure revolution is
that the Bolsheviks faced a terrible economic conditions, which
forced them to be less than democratic. Combined with the failure
of the revolution to spread to more advanced countries, party
dictatorship, it is argued, was inevitable. In the words of
one Leninist:
"In a country where the working class was a minority of the
population, where industry had been battered by years of war
and in conditions of White and imperialist encirclement, the
balance gradually titled towards greater coercion. Each
step of the way was forced on the Bolsheviks by dire and
pressing necessities." [John Rees, "In Defence of October,"
International Socialism, no. 52, p. 41]
He talks of "economic devastation" [p. 31] and quotes various
sources, including Victor Serge. According to Serge, the
"decline in production was uninterrupted. It should be noted
that this decline had already begun before the revolution.
In 1916 the output of agricultural machinery, for example, was
down by 80 per cent compared with 1913. The year 1917 had been
marked by a particularly general, rapid and serious downturn.
The production figures for the principal industries in 1913 and
1918 were, in millions of poods: coal, from 1,738 to 731
(42 per cent); iron ore, from 57, 887 to 1,686; cast-iron,
from 256 to 31.5 (12.3 per cent); steel, from 259 to 24.5;
rails, from 39.4 to 1.1. As a percentage of 1913 production,
output of linen fell to 75 per cent, of sugar to 24 per cent,
and tobacco to 19 per cent." Moreover, production continued
"to fall until the end of civil war . . . For 1920, the following
indices are given as a percentage of output in 1913: coal, 27
per cent; cast iron, 2.4 per cent; linen textiles, 38 per cent."
[Year One of the Russian Revolution, p. 352 and p. 425]
According to Tony Cliff (another of Rees's references), the
war-damaged industry "continued to run down" in the spring of
1918: "One of the causes of famine was the breakdown of
transport . . . Industry was in a state of complete collapse.
Not only was there no food to feed the factory workers; there
was no raw material or fuel for industry . . . The collapse
of industry meant unemployment for the workers." Cliff provides
economic indexes. For large scale industry, taking 1913 as the
base, 1917 saw production fall to 77%. In 1918, it was at 35%
of the 1913 figure, 1919 it was 26% and 1920 was 18%.
Productivity per worker also fell, from 85% in 1917, to
44% in 1918, 22% in 1919 and then 26% in 1920. [Lenin,
vol. 3, pp. 67-9, p. 86 and p. 85]
In such circumstances, it is argued, how can you expect the
Bolsheviks to subscribe to democratic and socialist norms?
This meant that the success or failure of the revolution
depended on whether the revolution spread to more advanced
countries. Leninist Duncan Hallas argues that the "failure
of the German Revolution in 1918-19 . . . seems, in retrospect,
to have been decisive . . . for only substantial economic aid
from an advanced economy, in practice from a socialist
Germany, could have reversed the disintegration of the
Russian working class." ["Towards a revolutionary socialist
party," pp. 38-55, Party and Class, Alex Callinicos (ed.),
p. 44]
Anarchists are not convinced by these arguments. This is for
two reasons.
Firstly, we are aware that revolutions are disruptive no matter
where they occur (see
section 1) Moreover, Leninists are
meant to know this to. Simply put, there is a certain incredulous
element to these arguments. After all, Lenin himself had argued
that "[e]very revolution . . . by its very nature implies a
crisis, and a very deep crisis at that, both political and
economic. This is irrespective of the crisis brought about
by the war." [Collected Works, vol. 30, p. 341] Serge
also considered crisis as inevitable, arguing that the
"conquest of production by the proletariat was in itself a
stupendous victory, one which saved the revolution's life.
Undoubtedly, so thorough a recasting of all the organs of
production is impossible without a substantial decline in
output; undoubtedly, too, a proletariat cannot labour and
fight at the same time." [Op. Cit., p. 361] As we discussed in
detail in
section 2,
this was a common Bolshevik position
at the time (which, in turn, belatedly echoed anarchist
arguments -- see
section 1). And if we look at other
revolutions, we can say that this is the case.
Secondly, and more importantly, every revolution or near
revolutionary situation has been accompanied by economic
crisis. For example, as we will shortly prove, Germany
itself was in a state of serious economic collapse in 1918
and 1919, a collapse which would have got worse is a
Bolshevik-style revolution had occurred there. This means
that if Bolshevik authoritarianism is blamed on the
state of the economy, it is not hard to conclude that
every Bolshevik-style revolution will suffer the same
fate as the Russian one.
As we noted in
section 1, Kropotkin had argued from the
1880s that a revolution would be accompanied by economic
disruption. Looking at subsequent revolutions, he has been
vindicated time and time again. Every revolution has been
marked by economic disruption and falling production. This
suggests that the common Leninist idea that a successful
revolution in, say, Germany would have ensured the success
of the Russian Revolution is flawed. Looking at Europe
during the period immediately after the first world war, we
discover great economic hardship. To quote one Trotskyist
editor:
"In the major imperialist countries of Europe, production still
had not recovered from wartime destruction. A limited economic
upswing in 1919 and early 1920 enabled many demobilised
soldiers to find work, and unemployment fell somewhat.
Nonetheless, in 'victorious' France overall production in
1920 was still only two-thirds its pre-war level. In Germany
industrial production was little more than half its 1914
level, human consumption of grains was down 44 per cent,
and the economy was gripped by spiralling inflation. Average
per capita wages in Prague in 1920, adjusted for inflation,
were just over one-third of pre-war levels." [John Riddell,
"Introduction," Proceedings and Documents of the Second
Congress, 1920, vol. I, p. 17]
Now, if economic collapse was responsible for Bolshevik
authoritarianism and the subsequent failure of the revolution,
it seems hard to understand why an expansion of the revolution
into similarly crisis ridden countries would have had a major
impact in the development of the revolution. Since most Leninists
agree that the German Revolution, we will discuss this in more
detail before going onto other revolutions.
By 1918, Germany was in a bad state. Victor Serge noted "the
famine and economic collapse which caused the final ruin of
the Central Powers." [Op. Cit., p. 361] The semi-blockade of
Germany during the war badly effected the economy, the
"dynamic growth" of which before the war "had been largely
dependent on the country's involvement in the world market".
The war "proved catastrophic to those who had depended on
the world market and had been involved in the production of
consumer goods . . . Slowly but surely the country slithered
into austerity and ultimately economic collapse." Food
production suffered, with "overall food production declined
further after poor harvests in 1916 and 1917. Thus grain
production, already well below its prewar levels, slumped
from 21.8 million to 14.9 million tons in those two years."
[V. R. Berghahn, Modern Germany, p. 47, pp. 47-8, p. 50]
The parallels with pre-revolution Russia are striking and
it is hardly surprising that revolution did break out in
Germany in November 1918. Workers' councils sprang up all
across the country, inspired in part by the example of the
Russian soviets (and what people thought was going on in
Russia under the Bolsheviks). A Social-Democratic government
was founded, which used the Free Corps (right-wing volunteer
troops) to crush the revolution from January 1919 onwards.
This meant that Germany in 1919 was marked by extensive civil
war within the country. In January 1920, a state of siege
was re-introduced across half the country.
This social turmoil was matched by economic turmoil. As in
Russia, Germany faced massive economic problems, problems
which the revolution inherited. Taking 1928 as the base year,
the index of industrial production in Germany was slightly
lower in 1913, namely 98 in 1913 to 100 in 1928. In other
words, Germany effectively lost 15 years of economic
activity. In 1917, the index was 63 and by 1918 (the year
of the revolution), it was 61 (i.e. industrial production
had dropped by nearly 40%). In 1919, it fell again to 37,
rising to 54 in 1920 and 65 in 1921. Thus, in 1919, the
"industrial production reached an all-time low" and it
"took until the late 1920s for [food] production to recover
its 1912 level . . . In 1921 grain production was still . . .
some 30 per cent below the 1912 figure." Coal production
was 69.1% of its 1913 level in 1920, falling to 32.8% in
1923. Iron production was 33.1% in 1920 and 25.6% in 1923.
Steel production likewise fell to 48.5% in 1920 and fell
again to 36% in 1923. [V. R. Berghahn, Op. Cit., p. 258,
pp. 67-8, p. 71 and p. 259]
Significantly, one of the first acts of the Bolshevik government
towards the new German government was to "the offer by the
Soviet authorities of two trainloads of grain for the
hungry German population. It was a symbolical gesture and,
in view of desperate shortages in Russia itself, a generous
one." The offer, perhaps unsurprisingly, was rejected in
favour of grain from America. [E.H. Carr, The Bolshevik
Revolution, vol. 3, p. 106]
The similarities between Germany and Russia are clear. As
noted above, in Russia, the index for large scale industry
fell to 77 in 1917 from 100 in 1913, falling again to 35 in
1918, 26 in 1919 and 18 in 1920. [Tony Cliff, Lenin, vol. 3,
p. 86] In other words, a fall of 23% between 1913 and 1917,
54.5% between 1917 and 1918, 25.7% in 1918 and 30.8% in 1919.
A similar process occurred in Germany, where the fall
production was 37.7% between 1913 and 1917, 8.2% between
1917 and 1918 and 33.9% between 1918 and 1919 (the year of
revolution). While production did rise in 1920 by 45.9%,
production was still around 45% less than before the war.
Thus, comparing the two countries we discover a similar
picture of economic collapse. In the year the revolution
started, production had fallen by 23% in Russia (from
1913 to 1917) and by 43% in Germany (from 1913 to 1918).
Once revolution had effectively started, production fell
even more. In Russia, it fell to 65% of its pre-war level
in 1918, in Germany it fell to 62% of its pre-war level
in 1919. Of course, in Germany revolution did not go as
far as in Russia, and so production did rise somewhat in
1920 and afterwards. What is significant is that in 1923,
production fell dramatically by 34% (from around 70% of its
pre-war level to around 45% of that level). This economic
collapse did not deter the Communists from trying to provoke
a revolution in Germany that year, so suggesting that economic
disruption played no role in their evaluation of the success
of a revolution.
This economic chaos in Germany is never mentioned by Leninists
when they discuss the "objective factors" facing the Russian
Revolution. However, once these facts are taken into account,
the superficiality of the typical Leninist explanation for the
degeneration of the revolution becomes obvious. The very
problems which, it is claimed, forced the Bolsheviks to
act as they did also were rampant in Germany. If economic
collapse made socialism impossible in Russia, it would
surely have had the same effect in Germany (and any social
revolution would also have faced more disruption than actually
faced post 1919 in Germany). This means, given that the economic
collapse in both 1918/19 and 1923 was as bad as that facing
Russia in 1918 and that the Bolsheviks had started to undermine
soviet and military democracy along with workers' control by
spring and summer of that year (see
section 5), to blame
Bolshevik actions on economic collapse would mean that any
German revolution would have been subject to the same
authoritarianism if the roots of Bolshevik authoritarianism
were forced by economic events rather than a product of applying
a specific political ideology via state power. Few Leninists
draw this obvious conclusion from their own arguments although
there is no reason for them not to.
So the German Revolution was facing the same problems the
Russian one was. It seems unlikely, therefore, that a
successful German revolution would have been that much aid
to Russia. This means that when John Rees argues that giving
machinery or goods to the peasants in return for grain instead
of simply seizing it required "revolution in Germany, or at
least the revival of industry" in Russia, he completely fails
to indicate the troubles facing the German revolution. "Without
a successful German revolution," he writes, "the Bolsheviks
were thrown back into a bloody civil war with only limited
resources. The revolution was under siege." [John Rees, "In
Defence of October," pp. 3-82, International Socialism,
no. 52, p. 40 and p. 29] Yet given the state of the German
economy at the time, it is hard to see how much help a
successful German revolution would have been. As such, his
belief that a successful German Revolution would have mitigated
Bolshevik authoritarianism seems exactly that, a belief without
any real evidence to support it (and let us not forget, Bolshevik
authoritarianism had started before the civil war broke out --
see
section 3).
Moreover, if the pro-Bolshevik argument
Rees is expounding is correct, then the German Revolution
would have been subject to the same authoritarianism as befell
the Bolshevik one simply because it was facing a similar economic
crisis. Luckily, anarchists argue, that this need not be the case
if libertarian principles are applied in a revolution:
"The first months of emancipation will inevitably increase
consumption of goods and production will diminish. And,
furthermore, any country achieving social revolution will be
surrounded by a ring of neighbours either unfriendly or
actually enemies . . . The demands upon products will increase
while production decreases, and finally famine will come. There
is only one way of avoiding it. We should understand that as
soon as a revolutionary movement begins in any country the only
possible way out will consist in the workingmen [and women]
and peasants from the beginning taking the whole national
economy into their hands and organising it themselves . . .
But they will not be convinced of this necessity except when
all responsibility for national economy, today in the hands of
a multitude of ministers and committees, is presented in a
simple form to each village and city, in every factory and shop,
as their own affair, and when they understand that they must
direct it themselves." [Kropotkin's Revolutionary Pamphlets,
pp. 77-8]
So, as regards the Russian and German revolution, Kropotkin's
arguments were proven correct. The same can be said of other
revolutions as well. Basing himself on the actual experiences
of both the French Revolution and the Paris Commune, we can
see why Kropotkin argued as he did. The Paris Commune, for
example, was born after a four-month-long siege "had left
the capital in a state of economic collapse. The winter had
been the severest in living memory. Food and fuel had been
the main problems . . . Unemployment was widespread. Thousands
of demobilised soldiers wandered loose in Paris and joined in
the general hunt for food, shelter and warmth. For most working
men the only source of income was the 1.50 francs daily pay
of the National Guard, which in effect had become a form of
unemployment pay." The city was "near starving" and by March
it was "in a state of economic and political crisis." [Stewart
Edwards, "Introduction," The Communards of Paris, 1871,
p. 23] Yet this economic collapse and isolation did not stop
the commune from introducing and maintaining democratic forms
of decision making, both political and economic. A similar
process occurred during the French Revolution, where mass
participation via the "sections" was not hindered by economic
collapse. It was finally stopped by state action organised by
the Jacobins to destroy popular participation and initiative
(see Kropotkin's The Great French Revolution for details).
During the Spanish Revolution, "overall Catalan production
fell in the first year of war by 30 per cent, and in the
cotton-working sector of the textile industry by twice as
much. Overall unemployment (complete and partial) rose by
nearly a quarter in the first year, and this despite the
military mobilisation decreed in September 1936. The cost
of living quadrupled in just over two years; wages . . .
only doubled." [Ronald Fraser, Blood of Spain, p. 234]
Markets, both internally and externally, for goods and raw
materials were disrupted, not to mention the foreign blockade
and the difficulties imposed in trying to buy products from
other countries. These difficulties came on top of problems
caused by the great depression of the 1930s which affected
Spain along with most other countries. Yet, democratic norms
of economic and social decision making continued in spite of
economic disruption. Ironically, given the subject of this
discussion, it was only once the Stalinist counter-revolution
got going were they fatally undermined or destroyed.
Thus economic disruption need not automatically imply
authoritarian policies. And just as well, given the fact that
revolution and economic disruption seem to go hand in hand.
Looking further afield, even revolutionary situations can
be accompanied with economic collapse. For example, the
Argentine revolt which started in 2001 took place in the face
of massive economic collapse. The economy was a mess, with
poverty and unemployment at disgusting levels. Four years of
recession saw the poverty rate balloon from 31 to 53 percent
of the population of 37 million, while unemployment climbed
from 14 to 21.4 percent, according to official figures. Yet
in the face of such economic problems, working class people
acted collectively, forming popular assemblies and taking
over workplaces.
The Great Depression of the 1930s in America saw a much deeper
economic contradiction. Indeed, it was as bad as that associated
with revolutionary Germany and Russia after the first world war.
According to Howard Zinn, after the stock market crash in 1929
"the economy was stunned, barely moving. Over five thousand
banks closed and huge numbers of businesses, unable to get
money, closed too. Those that continued laid off employees and
cut the wages of those who remained, again and again. Industrial
production fell by 50 percent, and by 1933 perhaps 15 million
(no knew exactly) -- one-forth or one-third of the labour
force -- were out of work." [A People's History of the
United States, p. 378]
Specific industries were badly affected. For example, total GNP
fell to 53.6% in 1933 compared to its 1929 value. The production
of basic goods fell by much more. Iron and Steel saw a 59.3%
decline, machinery a 61.6% decline and "non-ferrous metals and
products" a 55.9% decline. Transport was also affected, with
transportation equipment declining by 64.2% railroad car
production dropping by 73.6% and locomotion production declining
by 86.4%. Furniture production saw a decline of 57.9%. The
workforce was equally affected, with unemployment reaching 25%
in 1933. In Chicago 40% of the workforce was unemployed. Union
membership, which had fallen from 5 million in 1920 to 3.4
million in 1929 fell to less than 3 million by 1933. [Lester
V. Chandler, America's Greatest Depression, 1929-1941, p. 20,
p. 23, p. 34, p. 45 and p. 228]
Yet in the face of this economic collapse, no Leninist proclaimed
the impossibility of socialism. In fact, the reverse what the case.
Similar arguments could apply to, say, post-world war two Europe,
when economic collapse and war damage did not stop Trotskyists
looking forward to, and seeking, revolutions there. Nor did the
massive economic that occurred after the fall of Stalinism in
Russia in the early 1990s deter Leninist calls for revolution.
Indeed, you can rest assured that any drop in economic activity,
no matter how large or small, will be accompanied by Leninist
articles arguing for the immediate introduction of socialism.
And this was the case in 1917 as well, when economic crisis had
been a fact of Russian life throughout the year. Lenin, for
example, argued at the end of September of that "Russia is
threatened with an inevitable catastrophe . . .A catastrophe
of extraordinary dimensions, and a famine, are unavoidably
threatening . . . Half a year of revolution has passed. The
catastrophe has come still closer. Things have come to a state
of mass unemployment. Think of it: the country is suffering from
a lack of commodities." [The Threatening Catastrophe and how
to Fight It, p. 5] This did not stop him calling for revolution
and seizing power. Nor did this crisis stop the creation of
democratic working class organisations, such as soviets, trade
unions and factory committees being formed. It did not stop mass
collective action to combat those difficulties. It appears,
therefore, that while the economic crisis of 1917 did not stop
the development of socialist tendencies to combat it, the
seizure of power by a socialist party did.
Given that no Leninist has argued that a revolution could take
place in Germany after the war or in the USA during the darkest
months of the Great Depression, the argument that the grim economic
conditions facing Bolshevik Russia made soviet democracy impossible
seem weak. By arguing that both Germany and the USA could create
a viable socialist revolution in economic conditions just as bad
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